The Folktale
Stith Thompson
Man sells soul to devil. (Faust, Theophilus.) Types 330, 360, 361, 756B, 810, 812, 1170-1199; *BP II 164, 427, 561ff., III 12; *Andrejev FFC LXIX 46, 50, 223, 227 n.; Lidzbarski Am Urds-Brunnen IV 59 n. 1; Scala Celi 9a, 112a, 135b Nos. 58, 625, 749; *Pauli (ed. Bolte) No. 667; *Fb ”sjæl“ III 215a; Faligan RTP V 1; Alphabet Nos. 50, 467; *Ludorff Anglia VII 60ff.; *Loomis White Magic 112f.; *K. Bittner Die Faustsage im russischen Schrifttum (Reichenberg. i. B. [Prager Deutsche Studien No. 37], 1925); *Krappe Bulletin Hispanique XXXIX 34. – Lithuanian: Balys Index No. 3400, Legends No. 757; Spanish: Boggs FFC XC 49, 67 Nos. 330, 510, Espinosa Jr. Nos. 70-74, 83f.; Italian Novella: Rotunda; Argentina: Jijena Sanchez 74; N. A. Indian (Wampanoag): Knight JAFL XXXVIII 134, (Salinan): Mason U Cal X 196. |
II - The Complex Tale 2. Supernatural Adversaries B. Vampires and Revenants |
Almost universal, except among the most sophisticated groups, is the fear of the dead. This fact is shown by scores of world-wide practices designed to keep the dead from coming forth from their graves and molesting the living. [24] Traditions of experiences with such wanderers are common to all countries, but they are usually so connected with definite places that they are considered as local legends. Several widely distributed folktales, however, are based upon this belief. In some the dead is considered definitely as a vampire, who comes forth from the grave and lives on the blood of the living. In others it is a less malevolent ghost. The tale of The Princess in the Shroud ( Parents who are childless make a solemn wish for a child even though it may be a devil. The daughter born in response to this wish proves to be [p. 41] diabolical, and at her death she wanders as a vampire. All the soldiers who watch her grave in the church at night are killed. The hero of the story receives the advice of an old man and succeeds in bringing her back to life and overcoming her enchantment by following the old man's directions. For three nights he prays, once kneeling before the altar, once prone before the altar, and once in her grave. All this time he endures her severe punishments. At the end all the watchers are restored to life and the hero and the girl are happily married. In a story almost entirely confined to the shores of the Baltic and to Norway ( Much better known to the tradition of western Europe, largely because the theme has been used so much in ballads, is the Lenore story ( The three stories which we have just given are the only ones of dead lovers which have acquired great popularity in Europe. There are many local stories, particularly in eastern Europe, with these basic situations but with the details considerably changed. [25] [p. 42] Ghost stories have a tendency to be localized and to vary a great deal from place to place. A whole series of such local legends has to do with a person who returns from the dead to claim some object which has been stolen from him. One such tale is so widely known that it has lost any definite attachment to place and is told as an ordinary folktale. This story of The Man from the Gallows ( |
[24] For an excellent discussion of the importance of the belief in the "living dead man," see Naumann, Primitive Gemeinschaftskultur, pp. 18-60. [25] See, for example, Balys, Motif-Index of Lithuanian Narrative Folklore, p. 33 and Schullerus, Verzeichnis der rumänischen Märchen, pp. 37f. |
Types: 307, 363, 365, 366 |
Motifs M211 |
II - The Complex Tale 2. Supernatural Adversaries C. Devils and Demons |
The people who tell folktales are not always clear in their conception of the supernatural creatures whom their heroes must meet in combat. In the stories of the return from the dead which have just been considered, the gruesome opponent is certainly no mere spectre, but has enough solidity to be dangerous and often unconquerable in combat. But just what these vampires or wandering dead men look like is never clearly stated. The same situation is found in tales about the devil. Three or four different concepts seem to be thoroughly confused when the term "devil" is used by the teller of tales. In Germany and Scandinavian countries, it frequently means nothing more than the vague word "ogre." Thus when they speak of the "stupid devil" they may equally well say "the stupid ogre" or "the stupid giant." Again the term "devil" is frequently equivalent to the Oriental "demon," or even the "djinn" of the Arabian Nights. The English usage is likely to be somewhat narrower than those just suggested. "Devil" is likely to have some connection with Satan, the devil of Christian theology, and to have the outward appearances made familiar by long centuries of medieval writers and artists. Indispensable as part of his equipment are his cloven hoofs, his tail, and usually his pointed ears—the whole possibly a reminiscence of Pan and the satyrs of old Greek legend. [26] Except when conceived of as an ogre, the devil does not usually engage his opponent in open combat. The power which he exerts is normally super-natural. Most "devil" stories consist of a single incident. Such, for example, is The [p. 43] Snares of the Evil One ( Entirely confined to the Baltic states are two other simple tales of adventures with the devil. In one of these he takes service as a mower and works under an evil overseer. The devil has a magic sickle and mows so fast that when the overseer tries to keep up with him he dies of exhaustion ( Though most of these stories of the devil as an adversary are short and simple, they are not always so. The Devil's Riddle ( Certain of the details of this story appear elsewhere. The contract in which the hero, like Faust, promises himself to the devil forms the introduction to several other well-known complex tales. [27] Besides these there is to be found a considerable number of short anecdotes, consisting of only a single motif, in which the man who sells his soul to the devil saves it by deceit, usually [p. 44] by imposing some impossible task ( Among the impossible tasks assigned the devil in stories of this kind are catching rabbits in nets set out in high trees ( Three other deceptive bargains are The Level Bushel, The Last Leaf, and The First Crop ( Frequently the escape from the devil takes place at the last minute. The hero asks for a delay while he repeats a prayer for the last time ( Most of these short anecdotes about escape from the devil belong primarily to the oral tradition, but the tale of The Devil and the Advocate ( The tales about the devil thus far mentioned have assumed that the devil [p. 45] was wandering about upon the face of the earth. We shall find several stories, treated later in other connections, in which the devil is found in hell. [29] One short anecdote of this kind tells how the devil is deceived into putting on "the chains of Solomon." He is thus bound and must stay in hell. [30] We shall find the devil in two other connections. As mentioned once before, he is sometimes conceived of as a stupid ogre, [31] as in some of the tales we have already met. Sometimes, however, the devil is by no means stupid and turns out to be a very valuable ally and helper of the hero. In such stories [32] the devil's cleverness is emphasized and not, as in the tales we have just discussed, his malevolence or stupidity. |
[26] For literature on the subject of the devil, see [27] See [28] For a discussion of this motif in its many varieties, see [29] See pp. 66, 131, and 252, below. [30] [31] See p. 35, above. [32] See p. 66, below. |
Types: 330, 360, 756B, 803, 810, 812, 815, 820, 1170, 1170-1199, 1171, 1171-1180, 1181, 1182, 1184, 1185, 1186, 1199 |
Motifs G303, K551, M211 |
Part Two The Folktale from Ireland to India III – The Simple Tale 4. Legends and traditions F. Legends of Places and Persons |
In a somewhat systematic way, we have reviewed a number of those popular beliefs which have found a place in the traditional stories of Europe and western Asia. Nearly always the important thing about such traditions has been the underlying belief, and the exact form of the story illustrating this belief has frequently been a matter of indifference. If we think of the avowedly fictional folktale—the wonder story like The Dragon Slayer or Faithful John—as one extreme of folk tradition and actual beliefs in various supernatural manifestations as the other, we shall notice that in the accounts just reviewed of origin legends, strange animals, and marvelous manifestations, we have been moving in an area much closer to actual belief than to fiction. But sharp lines are hard to draw; and many traditions strongly attached to particular places or persons have tendencies to wander, so that it is frequently hard to determine the original location or person about whom the legend grew up. Such stories, because of their great mobility, are often very near to fiction, though usually some effort is made at localization and at other means of suggesting that we are listening to a true tale rather than to some flight of fancy. No generalization is safe about how much actual belief is accorded legends of this kind. All depends upon the attitude of teller and hearer. But whenever there has been conscious transfer of one of these traditions from place to place or from person to person it would seem that, at least for the story-teller, we have the conscious creation of fiction. Every country has some migratory legends of this kind, so that a listing of all of them would be unduly tedious. In addition to these tales of limited area, however, there are a considerable number known pretty well throughout the western world. Some of them have remained on the purely oral [p. 264] level, and some have taken their place in literature, although unmistakably popular in origin. This literary development of a very widely known mythological concept is clearly seen in the last chapter of the Arthur legend, where it is confidently asserted that the great king will one day return in the hour of his people's need ( Of the localized legends about animals, two have had extensive migrations. To Romulus and Remus, the founders of Rome, have long been attached the story of how they were suckled by the she-wolf ( Tales of magic have not usually resulted in well-formed traditions that persist in all details. We hear much about witches in general and about magic powers, and we have already noticed a few cases, like the moving of the rocks at Stonehenge, in which a magic act is attached to a well-known historical or legendary character. There are, to be sure, a series of literary legends concerning Virgil as a magician ( In another connection we have noticed the story of The Sleeping Army [413] which is only waiting to come back from the dead at the moment of supreme need. Hardly to be distinguished from this legend is that usually known as [p. 265] Kyffhäuser ( However prominent a part of folk thought the idea of tabu is, it has not formed the central motif of many definite legends. To be sure, the Biblical tradition of Lot's wife looking back and being turned into the pillar of salt ( Several marvelous legends, told of ancient Greek gods or heroes, have lived on and are met even today in unexpected quarters. Such, for instance, is the group of legends around King Midas: the person with the ass's ears ( The myth of Orpheus and his descent to the world of the dead to bring back his wife ( Readers of Herodotus find one of the chief interests in his accounts of marvels and of other incredible traditions. Whatever may be his value as sober history, he is an excellent source for the legends and traditions of the Mediterranean world in his day. Some of his stories have worked themselves into the regular folktale repertories of many parts of Europe, [415] sometimes constituting complete tales and sometimes only subsidiary motifs. It is in the latter use that his legend of The Ring of Polycrates ( Biblical legend, especially explanatory tales, are an important element in the folklore of Europe and a large part of Asia. [417] Such traditions are by no means confined to accounts of origins. A number of the well-known Bible stories, such as Ruth, Susanna and the Elders ( The Bible contains several incidents parallel to motifs well known in other connections in European and Asiatic folklore. The exact relation between these traditions and the Scriptures is not always clear, for we do not know certainly which is dependent upon the other. In the story of Moses, for example, we learn that he was abandoned in a basket of rushes ( Such are some of the legends of classical antiquity and of Biblical or Apocryphal literature which have lived on through the centuries. There are, of course a legion of anecdotes about historical characters which have been repeated in many literary collections but have in no sense become a part of popular legend. Such is true of the stories about Socrates and Xantippe, and about Diogenes. One tale about the painter Zeuxis (also told of Apelles) came to be ascribed to various artists of the Renaissance. Two artists compete in the painting of realistic pictures. The first paints a mare so realistic as to deceive a stallion, whereupon the second paints a curtain which deceives the first artist. Variations in details appear: sometimes a fly is painted on the nose of some figure in the painting and the other artist involuntarily tries to drive the fly away ( A widely known legend connecting the ancient and modern worlds is [p. 268] that of the Wandering Jew ( Popular stories concerning kings and their adventures were particularly common in the Middle Ages, and many of these have become truly traditional. Of the boyhood of a number of future kings the story is told of how the child first learns of his illegitimacy when he is taunted by his playmates ( Kings are so in the habit of assuming command that they sometimes lose all humility and need to be given a lesson. King Alfred in disguise is beaten by the peasant for letting the cakes burn ( Some royal legends have attached themselves to the popes. One of these, known also in folktales ( Of the hundreds of saints' legends current in the Middle Ages, [424] only a [p. 269] relatively few have become popular in Protestant countries. But even there one finds repeated stories of Saint Peter and the Lord wandering on earth. [425] A pious tale appearing in the Grimm collection (No. 205) and known over a good part of Europe tells of the holy man who dies as an unknown pilgrim in his own father's house ( Ecclesiastical legend has furnished stories not only of saints and holy men, but also of their opposites, sometimes merely exemplars of wicked lives and sometimes persons actively in league with the devil. A monstrous tale of punishment meted out to those who sit in judgment is that of the woman who has three hundred sixty-five children ( In the story of The Devil's Contract ( Gowther, or Robert the Devil, was not himself to blame for his demonic association, since the fault lay entirely with his mother. But sometimes it is said that a man has deliberately, at an age of discretion, sold himself into the devil's power for a sufficient consideration ( A favorite type of legend has always been that dealing with narrow escapes. Sometimes these concern the mere escape from captivity of persons and their pursuit, such as the legend, attributed to various heroes, of the spider who spins her web over the hole in which the fugitive is hiding and thus throws his pursuers off the track ( A third story concerning escape from captivity lacks the happy ending. This is the tale of the noble lady who pleads for the release of her husband (or sometimes her brother) and eventually agrees in return for the promise of release to sacrifice her honor to his captor. But she is shamefully betrayed, for the lord refuses to carry out his bargain ( The most interesting legends concerning warfare usually have to do with famous sieges. The events connected with military attack and defense are in general so alike that anecdotes of this kind are easily taken up and are likely to travel from place to place, however definitely they may at first have been localized. One of these legends favors the attackers. It is said that in a certain siege of Cirencester the surrounding army attached flaming articles to the feet of birds so that when they flew into the city they set it on fire ( Finally, any consideration of legends of besieged cities must include that tale of wifely devotion usually known as The Women of Weinsberg ( As we have been viewing legends of various cities and persons, it has been obvious how strong is the tendency for such material to make new attachments which may even drive out all memory of the original person or place. It has been perfectly clear to the tradition of the last century and a half that it was Marie Antoinette who, when told that the people had no bread to eat, said, "Let them eat cake" ( Popular legend in Europe and Asia covers an enormous area not only with regard to the material handled, but also to the form in which it is transmitted and the audiences for which it is designed. It is by no means all of one piece. Some of it is essentially mythology, some less pretentious origin legend, some local history, some an embodiment of supernatural belief; and some assumes such definitive narrative form that it differs little from the complex folktale. Probably from no point of view could a logical justification for bringing all of this material together be made. But it has been at least convenient to pass in rapid survey the principal classes of narrative which have not formed themselves into regular folktales, either complex or simple. Whatever may be the heterogeneous origin of the varied literary forms in which they appear or the present-day acceptance of these legends, they do all have in common their connection with the world of fact, at least as conceived in the mind of the teller of the story. As fantastic as some of this material is, it is related as an object of belief and its effect, in contrast with that of the ordinary folktale, is the effect of history, rather than of fiction. |
[412] It is hard to know whether this is a purely literary tradition or not. Certainly it has a long literary history, both in the European Middle Ages and in the older Oriental collections. But it has had a vigorous life in the oral folklore of India; cf. M. B. Emeneau, Journal of American Oriental Society, LXI (1941), 1-17 and LXII (1942), 339-341. [413] See [414] See A. H. Gayton, "The Orpheus Myth in North America," Journal of American Folk-Lore, XLVIII (1935), 263ff. See also p. 351, below. [415] See, for example, [416] See, for example, [417] See pp. 235ff., above. [418] Good collections of such Jewish material may be found in: M. J. bin Gorion, Der Born Judas: Legenden, Märchen und Erzählungen (6 v., Leipzig, 1918ff.); M. Gaster, The Exempla of the Rabbis (London and Leipzig, 1924); and L. Ginzberg, The Legends of the Jews (tr. Paul Radin; 7 v., Philadelphia, 1910ff.). [419] Some of these have worked themselves into the folktale of The Clever Peasant Girl, [420] See also [421] Particularly [422] See p. 275, below. [423] For these legends of popes, see J. J. I. von Döllinger, Die Papst-Fabeln des Mittelalters (2nd ed., Stuttgart, 1890). Another interesting papal legend is that of Pope Joan, the woman in disguise who is supposed to have served as pope ( [424] The literature of saints' legends is very extensive. A good introduction to the general subject is found in G. H. Gerould, Saints' Legends. The most important compendium of such legends is the Legenda Aurea of Jacobus a Voragine, which has appeared in many editions. Definitive treatment is found in the enormous collection known as Acta Sanctorum which has been appearing for the last three centuries under the editorship of the Bollandist Society of Brussels. [425] See p. 150, above. [426] For the sale or promise of children to the devil or an ogre, see [427] For a similar ruse otherwise employed see |
Types: 554, 560, 671, 756B, 875, 920, 921, 930, 950 |
Motifs A580, B331.2, B523.1, B535, C312.1.2, C943, C961.1, D1316.5, D1427.1, D1711.1, D1711.2, D1960.1, E502, F81.1, F511.2.2, F545.1.3, F555.3.1, H561.5, F911.4, H41.3, H504.1, H540.2.1, H561.3, J151.1, J355.1, J1153.1, J1171.1, J1545.4.1, J2072.1, J2227, K534, K1353, K1961.2.1, K2111, K1815.1.1, K1872.1, K2351.1, L111.2.1, L411, L414, L435.2.1, M211, M370, M371, N211.1, N465, N570, N731.2, P15.1, Q25, Q415.2, Q502.1, S220ff., S223.0.1, T645, T646, V361 |