The Folktale
Stith Thompson
Potiphar’s wife. A woman makes vain overtures to a man and then accuses him of attempting to force her. *Reinhard PMLA XXXVIII 456 n. 102; **Bloomfield Trans. Am. Philos. Assoc. LIV 141; *Penzer II 120, IV 104, 107, V 176; *Dickson 178 n. 44; Boje 76; *Faverty Harvard Studies and Notes in Phil and Lit. XIII 81ff.; Heptameron No. 70; Saintyves Saints Successeurs 213ff. – Irish myth: *Cross; Icelandic: *Boberg; Spanish: Boggs FFC XC 68, 128 Nos. 515*, 1516*, Espinosa III No. 146, Keller; Italian: Basile Pentamerone IV No. 6, *Rotunda; Greek: *Frazer Apollodorus I 151 n. 2, II 63 n. 4, 74 n. 2, 106 n. 3, Fox 104; Jewish: *Neuman; Persian: Carnoy 336; India: Cowell J[a]taka I 265, IV 117, *Thompson-Balys; Buddhist myth: Malalasekera II 264, 529; Chinese: Werner 192; Chinese-Persian: *Coyajee JPASB XXIV 191; N. A. Indian: *Thompson Tales 326 n. 178. |
Part Two The Folktale from Ireland to India III – The Simple Tale 4. Legends and traditions F. Legends of Places and Persons |
In a somewhat systematic way, we have reviewed a number of those popular beliefs which have found a place in the traditional stories of Europe and western Asia. Nearly always the important thing about such traditions has been the underlying belief, and the exact form of the story illustrating this belief has frequently been a matter of indifference. If we think of the avowedly fictional folktale—the wonder story like The Dragon Slayer or Faithful John—as one extreme of folk tradition and actual beliefs in various supernatural manifestations as the other, we shall notice that in the accounts just reviewed of origin legends, strange animals, and marvelous manifestations, we have been moving in an area much closer to actual belief than to fiction. But sharp lines are hard to draw; and many traditions strongly attached to particular places or persons have tendencies to wander, so that it is frequently hard to determine the original location or person about whom the legend grew up. Such stories, because of their great mobility, are often very near to fiction, though usually some effort is made at localization and at other means of suggesting that we are listening to a true tale rather than to some flight of fancy. No generalization is safe about how much actual belief is accorded legends of this kind. All depends upon the attitude of teller and hearer. But whenever there has been conscious transfer of one of these traditions from place to place or from person to person it would seem that, at least for the story-teller, we have the conscious creation of fiction. Every country has some migratory legends of this kind, so that a listing of all of them would be unduly tedious. In addition to these tales of limited area, however, there are a considerable number known pretty well throughout the western world. Some of them have remained on the purely oral [p. 264] level, and some have taken their place in literature, although unmistakably popular in origin. This literary development of a very widely known mythological concept is clearly seen in the last chapter of the Arthur legend, where it is confidently asserted that the great king will one day return in the hour of his people's need ( Of the localized legends about animals, two have had extensive migrations. To Romulus and Remus, the founders of Rome, have long been attached the story of how they were suckled by the she-wolf ( Tales of magic have not usually resulted in well-formed traditions that persist in all details. We hear much about witches in general and about magic powers, and we have already noticed a few cases, like the moving of the rocks at Stonehenge, in which a magic act is attached to a well-known historical or legendary character. There are, to be sure, a series of literary legends concerning Virgil as a magician ( In another connection we have noticed the story of The Sleeping Army [413] which is only waiting to come back from the dead at the moment of supreme need. Hardly to be distinguished from this legend is that usually known as [p. 265] Kyffhäuser ( However prominent a part of folk thought the idea of tabu is, it has not formed the central motif of many definite legends. To be sure, the Biblical tradition of Lot's wife looking back and being turned into the pillar of salt ( Several marvelous legends, told of ancient Greek gods or heroes, have lived on and are met even today in unexpected quarters. Such, for instance, is the group of legends around King Midas: the person with the ass's ears ( The myth of Orpheus and his descent to the world of the dead to bring back his wife ( Readers of Herodotus find one of the chief interests in his accounts of marvels and of other incredible traditions. Whatever may be his value as sober history, he is an excellent source for the legends and traditions of the Mediterranean world in his day. Some of his stories have worked themselves into the regular folktale repertories of many parts of Europe, [415] sometimes constituting complete tales and sometimes only subsidiary motifs. It is in the latter use that his legend of The Ring of Polycrates ( Biblical legend, especially explanatory tales, are an important element in the folklore of Europe and a large part of Asia. [417] Such traditions are by no means confined to accounts of origins. A number of the well-known Bible stories, such as Ruth, Susanna and the Elders ( The Bible contains several incidents parallel to motifs well known in other connections in European and Asiatic folklore. The exact relation between these traditions and the Scriptures is not always clear, for we do not know certainly which is dependent upon the other. In the story of Moses, for example, we learn that he was abandoned in a basket of rushes ( Such are some of the legends of classical antiquity and of Biblical or Apocryphal literature which have lived on through the centuries. There are, of course a legion of anecdotes about historical characters which have been repeated in many literary collections but have in no sense become a part of popular legend. Such is true of the stories about Socrates and Xantippe, and about Diogenes. One tale about the painter Zeuxis (also told of Apelles) came to be ascribed to various artists of the Renaissance. Two artists compete in the painting of realistic pictures. The first paints a mare so realistic as to deceive a stallion, whereupon the second paints a curtain which deceives the first artist. Variations in details appear: sometimes a fly is painted on the nose of some figure in the painting and the other artist involuntarily tries to drive the fly away ( A widely known legend connecting the ancient and modern worlds is [p. 268] that of the Wandering Jew ( Popular stories concerning kings and their adventures were particularly common in the Middle Ages, and many of these have become truly traditional. Of the boyhood of a number of future kings the story is told of how the child first learns of his illegitimacy when he is taunted by his playmates ( Kings are so in the habit of assuming command that they sometimes lose all humility and need to be given a lesson. King Alfred in disguise is beaten by the peasant for letting the cakes burn ( Some royal legends have attached themselves to the popes. One of these, known also in folktales ( Of the hundreds of saints' legends current in the Middle Ages, [424] only a [p. 269] relatively few have become popular in Protestant countries. But even there one finds repeated stories of Saint Peter and the Lord wandering on earth. [425] A pious tale appearing in the Grimm collection (No. 205) and known over a good part of Europe tells of the holy man who dies as an unknown pilgrim in his own father's house ( Ecclesiastical legend has furnished stories not only of saints and holy men, but also of their opposites, sometimes merely exemplars of wicked lives and sometimes persons actively in league with the devil. A monstrous tale of punishment meted out to those who sit in judgment is that of the woman who has three hundred sixty-five children ( In the story of The Devil's Contract ( Gowther, or Robert the Devil, was not himself to blame for his demonic association, since the fault lay entirely with his mother. But sometimes it is said that a man has deliberately, at an age of discretion, sold himself into the devil's power for a sufficient consideration ( A favorite type of legend has always been that dealing with narrow escapes. Sometimes these concern the mere escape from captivity of persons and their pursuit, such as the legend, attributed to various heroes, of the spider who spins her web over the hole in which the fugitive is hiding and thus throws his pursuers off the track ( A third story concerning escape from captivity lacks the happy ending. This is the tale of the noble lady who pleads for the release of her husband (or sometimes her brother) and eventually agrees in return for the promise of release to sacrifice her honor to his captor. But she is shamefully betrayed, for the lord refuses to carry out his bargain ( The most interesting legends concerning warfare usually have to do with famous sieges. The events connected with military attack and defense are in general so alike that anecdotes of this kind are easily taken up and are likely to travel from place to place, however definitely they may at first have been localized. One of these legends favors the attackers. It is said that in a certain siege of Cirencester the surrounding army attached flaming articles to the feet of birds so that when they flew into the city they set it on fire ( Finally, any consideration of legends of besieged cities must include that tale of wifely devotion usually known as The Women of Weinsberg ( As we have been viewing legends of various cities and persons, it has been obvious how strong is the tendency for such material to make new attachments which may even drive out all memory of the original person or place. It has been perfectly clear to the tradition of the last century and a half that it was Marie Antoinette who, when told that the people had no bread to eat, said, "Let them eat cake" ( Popular legend in Europe and Asia covers an enormous area not only with regard to the material handled, but also to the form in which it is transmitted and the audiences for which it is designed. It is by no means all of one piece. Some of it is essentially mythology, some less pretentious origin legend, some local history, some an embodiment of supernatural belief; and some assumes such definitive narrative form that it differs little from the complex folktale. Probably from no point of view could a logical justification for bringing all of this material together be made. But it has been at least convenient to pass in rapid survey the principal classes of narrative which have not formed themselves into regular folktales, either complex or simple. Whatever may be the heterogeneous origin of the varied literary forms in which they appear or the present-day acceptance of these legends, they do all have in common their connection with the world of fact, at least as conceived in the mind of the teller of the story. As fantastic as some of this material is, it is related as an object of belief and its effect, in contrast with that of the ordinary folktale, is the effect of history, rather than of fiction. |
[412] It is hard to know whether this is a purely literary tradition or not. Certainly it has a long literary history, both in the European Middle Ages and in the older Oriental collections. But it has had a vigorous life in the oral folklore of India; cf. M. B. Emeneau, Journal of American Oriental Society, LXI (1941), 1-17 and LXII (1942), 339-341. [413] See [414] See A. H. Gayton, "The Orpheus Myth in North America," Journal of American Folk-Lore, XLVIII (1935), 263ff. See also p. 351, below. [415] See, for example, [416] See, for example, [417] See pp. 235ff., above. [418] Good collections of such Jewish material may be found in: M. J. bin Gorion, Der Born Judas: Legenden, Märchen und Erzählungen (6 v., Leipzig, 1918ff.); M. Gaster, The Exempla of the Rabbis (London and Leipzig, 1924); and L. Ginzberg, The Legends of the Jews (tr. Paul Radin; 7 v., Philadelphia, 1910ff.). [419] Some of these have worked themselves into the folktale of The Clever Peasant Girl, [420] See also [421] Particularly [422] See p. 275, below. [423] For these legends of popes, see J. J. I. von Döllinger, Die Papst-Fabeln des Mittelalters (2nd ed., Stuttgart, 1890). Another interesting papal legend is that of Pope Joan, the woman in disguise who is supposed to have served as pope ( [424] The literature of saints' legends is very extensive. A good introduction to the general subject is found in G. H. Gerould, Saints' Legends. The most important compendium of such legends is the Legenda Aurea of Jacobus a Voragine, which has appeared in many editions. Definitive treatment is found in the enormous collection known as Acta Sanctorum which has been appearing for the last three centuries under the editorship of the Bollandist Society of Brussels. [425] See p. 150, above. [426] For the sale or promise of children to the devil or an ogre, see [427] For a similar ruse otherwise employed see |
Types: 554, 560, 671, 756B, 875, 920, 921, 930, 950 |
Motifs A580, B331.2, B523.1, B535, C312.1.2, C943, C961.1, D1316.5, D1427.1, D1711.1, D1711.2, D1960.1, E502, F81.1, F511.2.2, F545.1.3, F555.3.1, H561.5, F911.4, H41.3, H504.1, H540.2.1, H561.3, J151.1, J355.1, J1153.1, J1171.1, J1545.4.1, J2072.1, J2227, K534, K1353, K1961.2.1, K2111, K1815.1.1, K1872.1, K2351.1, L111.2.1, L411, L414, L435.2.1, M211, M370, M371, N211.1, N465, N570, N731.2, P15.1, Q25, Q415.2, Q502.1, S220ff., S223.0.1, T645, T646, V361 |
Part Two The Folktale from Ireland to India IV – The Folktale in Ancient Literature 1. Ancient Egyptian |
From ancient Egypt we have several collections of tales which have been preserved on papyri. [429] These show rather clearly a traditional background in many respects resembling that found in the oral literature of present-day Europe and western Asia. Most of them are obviously the work of priests, and the tales probably fail in two ways to give us a true indication of the exact content or style of an oral narrative of that era. Generally the stories are not Well integrated and suggest that the writer had a very imperfect understanding of the action. The tales are given a definitely Egyptian setting and are closely related not only to the known history and geography of Egypt but to its religious conceptions and practices as well. On the other hand, they are so clearly related to folk tradition outside of Egypt that they are valuable indications of the antiquity of many of our oral motifs and even of complete tale types. The earliest of these surviving Egyptian tales, dating from about 2000-1700 B.C., is that of the Shipwrecked Man. An Egyptian sailing in the Red Sea is shipwrecked, and he alone of all on the ship escapes drowning. He is cast up on a lonely island which is inhabited by a king of the spirits in the form of a serpent. The latter receives him kindly and succeeds after four months in having a passing ship rescue him, but meantime tells him of his own misfortunes and predicts that his days are numbered and that the island will sink into the sea. Mention is also made (without explanation) of an earthly maiden who had formerly lived on the island but had perished along with the family of the king of the spirits. The story is so confused that it seems hardly possible that the man who wrote it in its present form understood its motivation. The hero is said to have been in great fear before the giant serpent, who is so kind to him. The role of the maiden is left unexplained [p. 274] and undeveloped. Are we dealing with the tale of an ogre and the rescue of a girl, as in the folktale of today? Whatever may be the answer to these speculations, the tale seems to point unmistakably to the existence of folktales much like our own in Egypt by 2000 B.C. Aside from a fragmentary story of a shepherd and a kind of fairy woman who keeps enticing him, nothing except this tale remains from this important era of Egyptian literature. For the period around 1700 B.C. there exists one manuscript containing folktales. Though there are only three stories, they give the student of the folktale important information. For one thing we are told that Cheops, the builder of the great pyramid caused folktales to be told to him; and we are thus able to get our first historic view of story-telling as a human activity five thousand years ago. Moreover, the stories in the collection seem to contain very old tradition, since one of them explains the supernatural origin of three kings of the fifth dynasty, about a thousand years before the tale was written. Two of the stories are little more than accounts of magicians and their deeds—the magic creation of a giant crocodile to punish adultery, and the magic recovery of a lost ornament from the river—, but the third is much like a modern wonder tale. A magician who eats and drinks enormously makes slain animals live but refuses to obey the king when he is commanded to try his powers on a human being. The king commands him to find "the castles of the god Thoth." These (whatever they may be), the magician says, can be found in a chest in the temple of the sun god at Heliopolis, but can be obtained only by the eldest son of a priestess of the god Rē of Sachebu who is pregnant with three children of that god. The story now goes over to the adventures of that woman. The children became the first three kings of the fifth dynasty. The best-known Egyptian folktales come to us from the New Kingdom (about 1600 to 1000 B.C). One is a tale of military strategy containing two well-known motifs. The opposing leader is deceived by the Egyptian general, who pretends to be willing to betray his army and who thus gets the enemy general into his tent and so much off his guard that he is easily overcome. The next day he pretends to send hundreds of sacks into the city as presents, but the sacks contain soldiers who overcome the city (the Trojan Horse motif, Another story from this period of the New Kingdom is about The Enchanted Prince. At the prince's birth it is prophesied that he will meet his death from a serpent, a crocodile, or a dog ( Better known is The Two Brothers, discovered in 1852 in a papyrus dating from about 1250 B.C. and once belonging to King Seti II. The story is given in great detail and is much like a modern folktale. There are two brothers. The elder, Anup, is married; the younger, Batu, lives in his house. The wife tries in vain to seduce Batu and then accuses him before her husband. Anup believes her and takes his knife and waits behind the stable door so as to kill his brother when he returns in the evening. But Batu, being warned by his cow, who speaks to him in human voice, flees and as he flees he calls for help to the sun god Rē. The god creates behind him a stream full of crocodiles, so that Anup cannot reach him. At sunrise Batu reveals to his brother the falseness of his wife and departs. He goes into the valley of cedars and hides his heart in a cedar flower. The nine gods give him the most beautiful of maidens, but the seven Hathors prophesy an evil end for her. The river carries a lock of her hair to Pharaoh, who is so taken with its perfume that he will not rest until he has her as wife. The thankless woman reveals the secret of her first husband and has the cedar flower cut down in which his heart is hidden. Then Batu falls down dead. But his elder brother sees that his beer foams up and he knows that his brother is in distress. He sets forth, finds the body and, after a long search, discovers the heart and places it in water and gives it to Batu to drink. The dead brother comes to life and begins to plan revenge. He turns himself into a bull, has his brother take him to the king's court and talks to the faithless wife. She has the bull killed but from two drops of his blood grow two peach trees. When the woman has these cut down, a splinter flies into her mouth and from this she bears a child, who is none other than Batu. He grows up as son of Pharaoh and succeeds him to the throne. Then he has the woman slain and calls his brother to share the kingdom with him. Though this tale has some resemblance to the present day European story of The Two Brothers, the plot is essentially different and they probably do not have direct connection. C. W. von Sydow sees in it a corruption of an original Indo-European myth and finds parallels in Eastern Europe and Asia. [431] But whether it is organically connected with any of the current tale types, it has many motifs that are a part of the common store of such tales: [p. 276] Potiphar's wife ( Some indications of the presence of the oral tale in the later pre-Christian centuries are found in illustrations on papyrus, many of which have not been published. [432] From these and from a few scattered texts we can conclude that the ancient Egyptians had a good number of animal tales, some of them, but not all, related to the Aesop fables. Herodotus, writing in the middle of the fifth century B.C., has an interesting section on Egypt and recounts several stories he has heard there. One that is still told is The Treasure House of Rhampsinitus ( |
[429] See G. Maspéro, Les contes populaires de l'Egypte ancienne (Paris, 1882); W. M. F. Petrie, Egyptian Tales (2 vols., London, 1899). [430] A motif very close to the central theme of The Princess on the Glass Mountain, [431] "Den fornegyptiska Sagan om de två Bröderna," Yearbook, of the New Society of Letters at Lund, 1930, pp. 53-89. [432] Handwörterbuch des deutschen Märchens, I, 36; Bolte-Polívka, IV, 100. |
Types: 530, 950 |
Motifs B211, B741.2, D672, E30, E607.2, E670, E710, E761.6.4, K754.1, K2111, K2213.4, M341.2.4.1, M340, M372, T114.1 |
Part Two The Folktale from Ireland to India IV – The Folktale in Ancient Literature 3. Ancient Greek |
From ancient Greece we have an abundance of literary records of almost every kind, but not a single attempt to preserve for us an authentic folktale as known and told by the ordinary Greek. The situation is much the same as with Biblical tradition: [437] there is much evidence of the presence of many of our best-known folktale motifs and sometimes indication that many of the more elaborate narratives were known in much the form familiar to us in present-day folklore. But both in the Bible and in Greek literature these narratives are lifted from their natural homely surroundings and are made to serve the purposes sometimes of the writer of sacred books, sometimes of the epic poet, and sometimes even of the dramatist. From casual references scattered throughout Greek literature we may be sure that something very close to the folktale as known among the peasantry of modern Europe was a part of the entertainment not only of children but of adults. [438] They are frequently spoken of as "old wives' tales," and as filled with all kinds of marvels, including a large array of frightful animals and ogres. Much more about the real nature of the ancient Greek folktales can be inferred from the way in which they are handled in Greek literature. In spite of the fact that they are often adapted to an entirely different literary medium, it is frequently easy to recognize close analogies to modern folk tales. [439] Sometimes, of course, the literary form may be the original from which a modern folktale has been developed, but a thorough study of the individual cases tends to show that normally the story as it appears in Greek literature is merely the adaptation of a popular Greek form of a folktale already well established in the world. [440] There is much folktale material in Homer. Besides the Polyphemus episode, the whole series of adventures which Odysseus relates to the Phaeacians is laid in a world of wonders characteristic of the popular tale. Such are the [p. 279] harpies ( In the myths which arose around the figure of Heracles we have many analogies to modern tales of the deeds of the strong man ( |
[437] Many of these Biblical traditions have already been mentioned: The Garden of Eden, The Flood, and various explanatory legends (pp. 235ff.), Ruth, Susanna, Daniel, Jonah, Solomon, Moses, and Joseph (pp. 266ff.). For the Apocryphal story of Tobit, see [438] Ample evidence on this point has been assembled; see Bolte-Polívka, IV, 41ff. [439] In his Griechische und albanesische Märchen (Leipzig, 1864), von Hahn classifies modern folktales on the basis of their resemblance to ancient Greek myths. The comparisons are often interesting, but the kind of direct relationship which he assumes is in most cases certainly not actual. [440] Mention has already been made of the story of Oedipus ( [441] The Legend of Perseus. [442] See Apollonius Rhodius, Argonautica. [443] We have here an analogue not only to the Christopher story ( [444] Cf. [445] For a good discussion of these relations, see Sven Liljeblad, "Argonauterna och sagorna om flykten från trollet," Saga och Sed, 1935, pp. 29 ff. [446] For a good discussion of this motif, see Bolte-Polívka, III, 368. [447] See Bolte-Polívka, IV, 113 ff. [448] For these, see pp. 265f., above. [449] For the literary fable, see p. 218, above. |
Types: 123, 507B, 513, 514, 650, 931, 950 |
Motifs B52, B53, B211.3, D1365.1.1, F81, F535.5.1, G263.1, G311, G530.2, K978, K1811, K2111, T68 |