The Folktale
Stith Thompson
Shepherd transformed to bird still calls sheep: explanation of bird cries. Usually told of hoopoe and bittern. (Cf. A1952, A1965.2, A2275.3, A2425, A2426.2.3, A2426.2.4.) – *Dh III 392 – 396; BP III 285 (Gr. No. 173). – Japanese: Ikeda; Chinese: Eberhard FFC CXX 123 No. 83, 127. |
Part Two The Folktale from Ireland to India III – The Simple Tale 4. Legends and traditions A. Mythological Legends |
The student of popular legend and tradition cannot fail to be impressed with the fertility of imagination with which man has viewed the world around him. The simple taleteller of today, receiving much of his legendary material from an even more unlettered past, finds ready for his use a wealth of accounts, not only of the marvels of the present world and remarkable happenings of historic times, but also even of the very beginnings of the earth and the establishment of the present order of animals and men. For all those peoples whose religious background is Christian, Mohammedan, or Jewish the legends concerning creation are normally based upon the Old Testament account. [364] But there has been no feeling that this account is so sacred that it cannot be elaborated. A very considerable number of legends have grown up around such Biblical stories as the Garden of Eden and the Flood. [p. 236] When working within this Biblical tradition, the story-teller has not usually gone back to primeval chaos and divine creation, but has been content to interest himself first of all in the Garden of Eden, in man's creation, and his loss of Paradise. Well known, of course, is the fact that man was made from clay ( Satan consistently opposes God in his creation, but he is always unsuccessful except in his adventure with Eve. He has seen God form various animals and then breathe life into them. He tries the same thing, but his animals always remain lifeless ( The success of Satan in the Garden ( Legends about floods appear in many parts of the world. [365] Many of these are independent growths, sometimes reminiscent of actual local catastrophes. But the most important of all flood legends is that which tells about Noah and his ark. Wherever Biblical tales have been learned, this one is sure to be popular because of its dramatic and picturesque details. Just as this legend afforded the medieval dramatist one of his best opportunities for a humorous treatment of a Biblical worthy, [366] it has given taletellers everywhere an opportunity to elaborate details afforded by the interesting situation. Perhaps most assiduous in the development of these flood legends [p. 237] have been the peoples of Siberia. In areas farther away from the original home of the Noah legend missionaries have made it familiar, and it often appears along with similar tales from the local folklore. This is particularly true of the North American Indians and of the inhabitants of the Pacific islands. The escape from the deluge in the ark ( It appears, for example, that the devil was in a way to be drowned and wanted a place on the ark in spite of Noah's objection. One story tells how he forbids Noah's wife to enter the ark until Noah has also invited him in ( Such are a few of the popular variations on the Noah and Adam legends. They will serve to show the way in which popular fancy has handled the sacred writings. Besides these two groups of Bible legends are found many more, such as the Tower of Babel ( Popular imagination, even among those people who receive their creation legends from Genesis, has many things to say about the universe, and the earth and its inhabitants. Many of these explanations seem very old, and certainly go back to a time before the present religions fixed the thinking of these peoples. It is clear that nineteenth century scholars exaggerated beyond all reason the importance of the stars in the thinking of our early story-tellers. [367] Nevertheless, such phenomena as the Milky Way ( Neither the sun nor the moon occupies a large place in actual legend. [368] Popular imagination has largely confined its interest in the sun to tales about how it is stolen ( But popular imagination has devised still other worlds. Sometimes these are thought of as above, sometimes below, and sometimes merely remote. There are frequent stories of journeys to earthly paradises on distant islands or across mystic rivers or on some inaccessible mountain ( A very common legend is that of the city below the sea, a kind of sub marine other-land ( In contrast to the number of legends and traditions concerning the heavenly bodies and other worlds, the stories about the formation of the earth, its present conditions, and the establishment of its human and animal inhabitants appear in almost overwhelming numbers. Any realistic view of the available body of oral legend and tradition, whether among primitive peoples or among unlettered groups in our own culture, compels the conclusion that the taleteller's imagination has concerned itself primarily with things of this earth. The main act of creation of the earth has not ordinarily entered into Western tradition, since that tradition has received as orthodox the explanations either of one of the great mythologies or of the Hebrew scriptures. On the other hand, there are many tales explaining the presence of particular features of landscape ( One of the most common legends, known in the Old World, but a particular [p. 240] favorite of the American Indians, is that of a cliff which has served as a point from which lovers have leapt to their tragic death ( Such are a few of the groups of explanatory legends concerning the formation of the land. As to the sea, the most puzzling feature has been the saltness of its water, and various legends have attempted to account for this. The most familiar is the tale of the stolen salt mill which will stop grinding only at the command of its master. A ship captain takes it aboard his ship, and it continues to grind salt until the ship is sunk and the whole sea has been filled with it. [373] Legends explanatory of the weather are much more common in primitive folklore than in that of the West. There is much resemblance in these legends in all parts of the world, though the ideas are so general that no actual historic relationship between them need be assumed. The tale of Aeolus, who confines the winds in a cave ( Finally, among weather legends should be mentioned those accounting for the rain and snow. Not much originality is shown in these, the most usual explanation of rain being from tears ( In relating those legends based upon the Old Testament an account has already been given of the popular traditions concerning Creation and Paradise Lost, as well as the Flood. But there are several stories about the beginnings of human life and culture which are not based upon the Scriptures. Among these are the practically world-wide myths of the theft of light ( By far the largest number of explanatory legends everywhere are concerned with animals, their creation and the establishment of their special characteristics. The teller of folktales is no evolutionist. He has a tendency to explain all present-day animals in terms of the behavior of some mythical ancestor. Some act has brought about the creation of a species of animals or a change in their make-up or habits. We have already mentioned the creation of animals by God and the devil, [375] thus accounting for at least two large classes of creatures, the good and the bad. Three legends of the creation of animals ( It is with the special bodily characteristics or habits of animals that legend has mostly concerned itself. Usually, such legends assume that a change was made in an ancient animal and that this change has persisted in all its descendants. Thus in a tale we have already noted ( If an animal's characteristics are pleasant, or otherwise favorable, they are often ascribed to a reward given to the ancestral animal for some deed of kindness or piety. A whole series of animal characteristics are accounted for because of help given to Christ at his Crucifixion ( Ancient animals were punished for various kinds of misdeeds. The Aesop [p. 242] fables have popularized the tales of those who make immoderate requests ( We have already noticed in another connection a group of tales in which animals are chastised for their refusal to help in some common task, usually the building of a road or the digging of a well ( Besides rewards and punishments, many other reasons are assigned for the change from the ancient animal which is now seen in his descendants. Sometimes one animal borrows a member or quality from another and refuses to return it ( One remarkable thing about origin legends of this kind in countries dominated for millennia by the great historic religions is how few of them ascribe animal changes to the direct act of God. We have already seen in apocryphal accounts of creation how God and the devil both created animals, [380] and how this fact explains many present-day characteristics. It will not do to finish this account of origin legends without mention of the picturesque story of how the hog received his round snout. It seems that in the midst of the creation of the hog a great fire broke out, so that God had to leave the job half done ( Though many of these explanatory legends are told over wide areas, [p. 243] the relative number of them which are purely local is much greater than is true with the regular folktale. Such local legends have a great deal of interest for their own sake and for an understanding of the folklore to which they belong. But in a broad treatment of explanatory myths, it is, of course, impossible to do more than indicate the general nature of these legends in Western culture. |
[364] For an excellent treatment of legends based upon the Old Testament and still current as oral tales, see Dähnhardt, Natursagen, vol. I. [365] For bibliography of flood legends, see [366] The Play of the Flood (in The Towneley Plays, Early English Text Society, extra series, LXXI). [367] See p. 384, below. [368] This, in spite of the fact that some writers on mythology find practically all folktales nothing more than broken down sun myths or moon myths. See pp. 371ff. and 384, below. [369] For some of these concepts, see the following motif numbers: [370] See A. H. Krappe, "Avallon," Speculum, XVIII (1943). 303-322. [371] For an excellent discussion of the whole otherworld concept, see H. R. Patch, "Some Elements in Mediaeval Descriptions of the Otherworld," Publications of the Modern Language Association, XXXIII, 601-643. [372] The rope from the sky (F51) is very popular in primitive tales. The ladder to the upper world ( [373] This motif appears as a part of a regular folktale, [374] My own investigation of the tales of the North American Indians began with just this point. In his Algonquin Legends of New England, Charles Godfrey Leland had called attention to the interesting parallel between this Indian tale and an Icelandic myth, and he was convinced of historic connections, probably by way of Greenland and the Eskimos. Such connection is, of course, not impossible. [375] P. 236, above. [376] For tales of this kind concerning the nightingale and the blindworm, and also the jay and the cuckoo, see Types [377] See The Dove's Egg-substitution, [378] See The Pike and the Snake Race to Land ( [379] See The Dog's Certificate ( [380] See |
Types: 2, 47A, 55, 200, 234, 235, 240, 252, 280, 565, 825 |
Motifs A661, A671, A692, A721.1, A771, A773, A751, A755, A778, A901, A965, A966, A972, A985, A1010, A1021, A1021.1, A1021.2, A1022, A1122, A1125, A1131.1, A1333, A1135.1, A1217, A1224.3, A1241, A1275.1, A1291, A1319.1, A1331.1, A1411, A1415, A1650.1, A1700-A2199, A1751, A1811.2, A1861.1, A1901, A2032.2, A2126, A2211.2, A2214.2, A2214.3, A2218, A2219.1, A2221.2, A2231, A2232, A2232.4, A2233, A2241, A2261.1, A2286.1.1, C12.5.1, C771.1, D1338.7, E481.4, E481.4.1, E755.3, F52, F94, F96, F111, F112, F133, F141.1.1, F152.1.1, F251.4, K485, Z692 |
Part Two The Folktale from Ireland to India III – The Simple Tale 4. Legends and traditions C. Return from the Dead |
The same question of the reality of belief appears with especial clearness when we deal with legends concerning the return from the dead. [401] The attitude of the story-teller varies much from country to country. Tellers of popular tradition, and their listeners as well, usually make no question about the credibility of a ghost story. This is true even in those western countries most influenced by rationalistic thinking, though here the ghosts which are alleged to have appeared are usually mere spooks. The tradition of the person who returns from the realm of the dead to revisit old scenes has become much impoverished, so that we have to go to groups of people less disturbed in their ancient ways of thinking to find full-blooded ghosts. Medieval literature, in general, and the folklore of eastern Europe, not to speak of that from so-called primitive peoples, is filled with instances of dead men who appear to their friends or enemies in form and stature as they had lived. Hamlet's father is on the borderline between the two ideas: he is recognizable, but is also spectral. Sometimes, however, the ghost is little more than a living dead man in full flesh and blood pacing up and down the earth awaiting the second death when his body shall eventually disintegrate in the grave. Frightful creatures these are, often appearing as vampires living on the wholesome blood of mortals. It is hard to tell how widespread is the faith in the possibility of raising the dead. No study has ever been made that would throw, any light on beliefs of this kind at the present day in our western culture. It seems safe, however, to hazard a guess that such beliefs are very largely confined to strictly religious contexts, in which the occurrence is regarded as a definite miracle, a real interposition of power from on high. As we move eastward into Asia into other cultural patterns, and especially as we go on to Oceania or to the aborigines of the Americas or Africa, the bringing of a person back from the dead becomes much more commonplace and is easily accepted in non-sacred stories which are received as true. Very much the same situation is found when we look into the stories of reincarnation. First of all, it is not always possible to distinguish accurately between the return from the dead in another form and the idea of ordinary transformation. As conceived by Ovid, sometimes the change of a [p. 255] person into an object or animal takes place without death and sometimes as a definite return in a new form. In present Western Culture, tales of actual reincarnation are probably nearly always thought of as unmistakable fictions, even by those who might believe in magic transformations. Of course, again, as we reach India, metempsychosis becomes for millions an object of religious faith, and this fact has made instances of reincarnation commonplace in Hindu tradition. The very close relation of doctrines concerning future life and the next world to the whole religious belief and activity of people has profoundly affected this entire group of traditions. The pattern of organized Christian doctrine has worked for a thousand years or more to modify, and sometimes entirely to displace older concepts once universally accepted. Insofar as these survive at all, they are treated as fictions or, if not, those who believe in them are regarded as extraordinarily gullible and naive. But the poems and tales of Europe, both literary and popular, do contain many motifs dealing with the return of the dead, and seem to indicate a much richer tradition in former times. We have already encountered resuscitation in several of our folktales. The dead may be brought back to life by cutting off his head ( Nearly all these stories of resuscitation appear as motifs in folktales or myths, not as actual traditions. This is also true of most of the tales of reincarnation. In folktales they are rather common, and examples will occur to almost anyone familiar with them: the little boy in The Juniper Tree ( On the contrary, as we have already noticed, the living tradition and active faith of nearly all countries abound in ghost legends. Not only may thousands of people be found who testify to having seen ghosts, but practices are all but universal which assume for their justification a substratum of such a belief. There is so much variety in the general concept of ghost that one can hardly make an exact definition of it. In general, it may be said that we have legends all the way from a complete return from the dead with full human functions to the most wraithlike of spooks frightening people as they pass graveyards. We have noted that some traditions imply essentially a "living dead man," who merely wanders about waiting final death ( The dead may also return in their proper form on friendly missions. Best known of such stories, both in tales and ballads, are those concerning the return of a dead mother ( Retaining some of his human characteristics, but essentially ghostlike, is the vampire ( Tales of spooks are likely to be rather vague in their outlines and frequently to be little more than an example of some popular belief or practice. There are, for example, a large number of stories about the unquiet grave ( Many are the ways in which the dead are discouraged from leaving the grave and in which they are "laid" if they become restless and wander forth ( Ghosts are not always encountered by themselves. Many are the legends concerning groups of dancing ghosts ( The first of these, The Wild Hunt ( All these, and many other traditions of the return from the dead which might be cited, imply a belief in some mysterious element which survives the death of the body, that which we ordinarily call the soul. There is every tendency for popular tradition to conceive of this element in material terms, so that the passage of soul from body at death is not only actual but visible. Sometimes it is thought of as having the form of a mouse ( |
[401] The whole of chapter " [402] See [403] See [404] For other similar tales, see [405] Cf. the Greek ψυϰη, meaning at once soul and butterfly. |
Types: 303, 307, 313, 326, 363, 365, 366, 403, 470, 505-508, 510, 511, 531, 516, 550, 551, 590, 612, 709, 720, 753, 780, 923 |
Motifs A2261.1, D1960.1, D1960.2, E, E12, E15, E21.1, E30, E32, E33, E80, E102, E105, E106, E113, E155.1, E215, E221, E235, E238, E261, E282-E284, E323, E324, E341, E351, E352, E361, E410ff., E413, E414, E421.1.1, E421.1.2, E421.2, E421.3, E422, E422.1.1, E422.1.7, E423, E430ff., E440ff., E491, E492, E493, E501, E502, E511, E607.1, E610.1.1, E611.2, E631, E631.0.1, E632, E731.3, E732, E741.1.1, E756.1 |