To Masa Site

To Chapters List


The Folktale
Stith Thompson

Next Chapter

Privious Chapter

Chapter

15

Part Two

The Folktale from Ireland to India

II – The Complex Tale

3. Supernatural helpers

F. Helpful Horses

Of all helpful animals, none has been so popular with taletellers as the horse. In not fewer than five well-known folk stories he plays a role almost as important as the hero himself.

The most popular of these stories is undoubtedly that known by the Germans as the Goldener Märchen, from the hair of real gold which the hero acquires in the course of his adventures (Type 314). The tale usually begins with telling how the young man came into the service of the devil. Sometimes, in return for the devil's services as godfather, his parents have agreed that the child shall come into his possession on his twenty-first birth day. [49] For whatever reason the bargain has been made (and sometimes even by pure accident), the boy arrives at the devil's house and becomes a servant. The devil gives him the run of the house, but forbids him to enter a certain chamber. As in the Bluebeard story, he breaks the prohibition and sees horrible sights. As a mark of disobedience his hair turns to gold. He placates the devil temporarily and remains in service. He is commanded to take good care of certain horses, but to beat and starve a particular horse which he finds in the stable. The abused horse, who is an enchanted prince, speaks to the youth and warns him to flee.

The boy mounts the magic horse but is followed closely by the devil, who almost overtakes him. At the horse's advice, the boy has provided himself with three magic objects, a stone, a comb, and a flint. When he throws the stone behind him, a mountain rises in the devil's path and delays him. Later the comb produces a forest and the flint a great fire. At last the youth escapes.

He arrives in the neighborhood of the king's court, hides his magic horse, and covers his golden hair with a cloth, pretending to have the scald head. [p. 60]

He is employed as gardener to the king and as such is seen one day by the princess as he combs His" golden hair. She falls in love with him and insists upon marrying him. The king consents, but puts them into the pigsty to live.

Much despised by his haughty brothers-in-law, he goes to his magic horse for help. Whatever the task may be that the hero needs to carry out, the horse brings it about, so that his young master is honored and the brothers-in-law put to shame. In some versions the hero slays a dragon or brings a magic remedy for the king. [50] The usual adventure, however, is participating in a tournament. When the hero leaves for the tournament his horse has the appearance of a broken-down nag, so that when, three days in succession, he and his wonderful steed are the victors, no one recognizes him. By means of various tokens—centers from the captured flags, the point of a sword which his brother-in-law has broken off in his leg, and the hoof marks which the vanquished brothers-in-law have permitted him to place on them—he proves his identity and is accepted by the king as his favorite son-in-law.

This complicated story appears without much variation over a large area and in many versions. It is particularly popular in Germany, Scandinavia, and the Baltic countries. But it is also well represented in Ireland and France, and has been carried by the French to America, where it is told by American Indians in at least fifteen versions, as well as by the Missouri French. Eastward it is popular in Bohemia, Poland, and all parts of Russia, and is told throughout the Caucasus, south Siberia, and the Near East. In south Asia three versions have been reported from India and three from Indonesia. It is also known in diverse parts of Africa.

The tale contains within it one incident which is literally world wide, The Obstacle Flight (Motif D672). [51] Though this incident is a standard part of our tale, it can be used wherever a pursuer needs to be delayed. [52] That tales with this general motive of pursuit are found everywhere is no cause for wonder, but when one finds the obstacle flight with its characteristic form of three or four magic objects which produce mountains, forests, fire, and water in South Africa and in North and South America, not only sporadically but in scores of versions, he is faced with one of the most difficult problems of folklore.

One whole group of tales about the golden-haired hero and his horse (Type 502) is represented by Grimm's tale of The Iron Man (No. 136). A magic man of iron is found in a lake and is confined by the king in a cage. The king's son is playing and lets his ball roll into the cage of the wild man. In exchange for the ball, the boy releases the man from the cage. The wild man thereupon puts the boy on his shoulders and carries him off. He treats [p. 61] the boy well and promises that if he obeys him he will always be the boy's helper. He leaves the boy, but forbids him to put his finger in a certain pool. The boy disobeys, and his finger turns to gold. The third time he disobeys, his hair is turned to gold. The youth binds his hair and the story proceeds as in the Goldener Märchen. There has been no horse in the story up to this point. But when the boy must go to the tournament (or perform his other tasks), the wild man appears and furnishes him with a magic horse. The ending of the two stories is identical.

While this story of the wild man is by no means so popular as the other, it is spread over almost exactly the same territory in Europe, but it hardly goes outside that continent. It has been carried to Siam, to Missouri, and to Brazil. Both of these two tales which we have just treated appeared in literary form as early as the sixteenth century in the work of Straparola. No attempt, however, has been made to investigate the influence of this literary form on the very strong and far-flung oral tradition.

Confined, so far as now appears, to a very limited section of eastern Europe is the story of the hero called "I Don't Know." It is hard to tell whether this should be considered as a distinct tale type (Type 532), or merely as a variety of the Goldener story. The hero is driven from home by a cruel step mother (or, in some versions, he is simply the laziest of three brothers), and, in the course of his adventures, gains possession of a magic horse, who advises him to answer all questions with "I don't know." His peculiar behavior attracts the attention of the princess, who marries him. From this point on the story is the same as in the Goldener tale. Sometimes the hero must make a rescue from a sea monster, but more often he has to help in a war brought on by jealous suitors incensed because the princess has chosen him. In any case, the horse helps him to success.

This seems to be essentially a Russian development which has achieved some popularity in Finland and Hungary. It is known in the Baltic countries, but not popular, and is not found further west.

The tales of helpful horses have a tendency to merge into one another in many of their details, sometimes in the way in which the magic horse is acquired, sometimes in the remarkable deeds accomplished. Nevertheless, the separate tales are unmistakable entities. This confusion of parts is seen with especial clearness in the tale of the Princess on the Glass Mountain (Type 530) . In its best known form the tale is about a poor peasant who has three sons of whom the youngest is considered a good for nothing. Every morning the peasant finds that his meadow has been grazed bare by horses. He sends his sons out to keep watch. The two elder go to sleep, and the grass continues to be eaten down. The youngest remains awake and succeeds in catching the horse. He hides the horse, cares for it, and rides it.

The king offers his daughter in marriage to the man who can ride up to her on top of a glass mountain. Although all suitors have failed to do so, the [p. 62] hero succeeds and receives from the princess at the summit a token which he later presents and by means of which he receives her in marriage. [53]

This story is clearly divided into the two parts mentioned above, the acquisition of the horse and the marvelous deed. Sometimes instead of the watching for the devastating animal, the hero may take care of his flocks at night so as to keep them from wandering over into the possessions of an ogre or troll. The animals do so in spite of his watching, and he overcomes the troll when he goes after the animals. He finds the magic horses among the troll's possessions. This introduction would seem to have been borrowed from the tale of The Dragon Fighter (Type 300). In a third type of introduction the sons must keep watch over the body of their dead father.

The second part of the tale also displays considerable variety. Instead of to the glass mountain the riding may be to the top of a tall building, three-storied or four-storied. Sometimes the magic horse must jump over a wide excavation or ditch; sometimes, as in the last two stories we have noticed, he helps his master to victory in a tournament; and sometimes he wins a race, it may be with the princess herself.

The tale is well distributed over Europe, particularly northern and eastern, and it is found in the Caucasus and the Near East. One version is reported from Burma. The last word on this tale has certainly not been written. Dr. Boberg's study is far from adequate, since it is based upon less than half of the available material. Her analysis of the story into "oikotypes," each characteristic of a certain linguistic: area, is unconvincing, as Professor Krohn clearly shows. On the other hand, Krohn's conclusion that the tale originated in India and reached Europe at a relatively late period by way of Asia Minor is at least problematical, in view of the fact that only one version has been reported from India.

In the Grimms' tale of Ferdinand the Faithful and Ferdinand the Unfaithful (Type 531) the magic horse is assisted by other helpers, animals and giants. In most tales of this type the hero receives a magic key, sometimes from a beggar at his christening. With this key he obtains a marvelous horse which speaks and gives advice. The hero also finds a pen, and from a thankful fish he obtains a fin. Thus equipped, he takes service, along with a companion, at the king's court. At the suggestion of the treacherous companion, he is assigned various dangerous tasks. Among other things the hero is to fetch a beautiful princess for the king. On advice of his horse, he demands as a condition from the king a supply of meat and bread. With this food he obtains help from certain giants and birds, and secures the princess and, later, certain writings of hers. The fish returns his pen which has fallen into the water. On the return to the court, the princess beheads him and then [p. 63] replaces his head to make him handsomer. The king has the same thing done to himself with fatal results. As for the magic horse, he changes himself at last into his proper form as a prince.

As a general thing the quest for the princess in this tale is caused by the sight of a beautiful hair which has been found floating down a stream and which is shown to the king, who will not rest until the faraway princess to whom the hair belongs has been found. This motif, combined with the tasks assigned at the suggestion of a treacherous rival, is very old. It is found in the Egyptian story of The Two Brothers in the thirteenth century B.C. [54] It also occurs frequently in literary tales since that time, for instance in the story of Tristram and Isolt. Nevertheless, the combination into, the tale as we have it does not seem to go back to antiquity, though it must have been developed by the twelfth century after Christ and in several parts of Europe. In its oral form it is distributed with remarkable uniformity over the whole of Europe. It is found in an unbroken line through the Caucasus, the Near East, India, Cambodia, and the Philippines. Five versions have been reported from the Arabic population of Egypt, and three from Central Africa. The French have carried it to Missouri and to the Menomini Indians of Wisconsin; the Spanish to the San Carlos Apache of New Mexico. The story has never been thoroughly investigated, but a superficial view of its distribution suggests that it may have come to Europe from the East, probably from India. The tradition is not always coherent and the tellers of the tale apparently do not always understand the significance of what they are telling. The place of the pen in the story is an example of such confusion, for it is seldom clear why the hero should have a pen and what good it is to serve in the tale.

In one story at least, the horse renders his most efficient service after his death. This tale is best known from the German version of Grimm, The Goose Girl (Type 533). A princess is accompanied on her way to marry a prince by a servant girl. Before setting out, the princess has received from her mother some costly gifts, including the wonderful speaking horse Falada and certain magic objects. On her way the princess becomes thirsty and asks for a drink, but the servant girl makes her get down and drink from the brook. The horse speaks and says, "If your mother knew about this, her heart would break." And the magic objects also speak. Three times the princess stops for water, and finally the servant girl compels her to exchange clothes with her and to swear to keep the matter secret. The servant girl mounts the princess's horse and, when she reaches the palace, claims to be the princess. The heroine herself is made to watch the geese. Meantime, the false princess, fearing that the speaking horse may betray her, has it killed and has its head set up over the castle gate. The little goose girl has miraculous power over animals and over the weather and wind. One day she is combing [p. 64] her hair and the servant boy who is with her sees that it is of gold. He tries to take some of the golden strands from her, but she asks the wind to carry off the boy's hat, so that he runs away after it. In the evening as she drives her geese home, she sees the head of her slaughtered horse. She weeps, and the horse answers, "If your mother knew about this, her heart would break." When all of this happens a second day, the boy goes to the king and tells him what he has seen and heard. The next day the king follows the boy, overhears everything, and learns the true state of affairs. The treacherous servant girl is executed and the princess marries the prince.

In some versions the princess is blinded, and it is later necessary to buy back her eyes from the person who has blinded her. In addition to the speaking horse-head, other means are sometimes employed for bringing the truth to light. Her magic objects may speak, or she may sing a song into a stove which she must take care of.

This tale has not been found in any great multitude of versions. Liungman's study [55] is based upon fourteen variants, all of them European, extending from France to Russia, except a single one among the Kabyle of North Africa. Besides this list, he cites several central African tales with a similar plot but lacking some of the principal characteristics. It is problematical whether all tales in which a servant girl replaces a princess on the way to marry a prince should be thought of as having any organic connection with this story of The Goose Girl.

Liungman's conclusion as to its origin and dissemination is that it seems to have developed somewhere on the upper Danube, but that the German versions have been of greatest influence in its subsequent distribution. This tale has so much in common with several other stories of false brides that it has frequently become confused with them, particularly with The Black and The White Bride (Type 403).

The tales of helpful animals which we have just reviewed are those best known in Europe and western Asia, but there are, of course, many other stories in which animals aid their human masters and mistresses. Some of these are legends, such as that of Llewellyn and His Dog, and some of them are more elaborate folktales much like the European stories we have been studying, but current entirely among some primitive group such as the American Indians. [56] Although scholars of two generations ago tended to find connection between the stories of helpful beasts and the Hindu attitude toward animals, [57] stories with this motif have been found in so many parts of the world as to show that it is a natural development in story-telling which may take place anywhere. [p. 65]

[49] For similar bargains with the devil, see Types 400, 502, 756B, 810.

[50] The dragon slaying belongs properly to Type 300. For the magic remedy, see Type 551.

[51] This motif (or really cluster of motifs) was the last subject to which the distinguished folklorist, Antti Aarne, gave his attention. See his Magische Flucht.

[52] It is almost a regular part of the Hansel and Gretel story (Type 327) and of Type 313, in which the youth's supernatural wife helps him escape.

[53] See Inger Margrethe Boberg, "Prinsessen på Glasbjaerget," Danske Studier, 1928, pp. 16-53. Discussed by Krohn, Übersicht, pp. 96-99. For a later study by Dr. Boberg see Handwörterbuch des deutschen Märchens, II, 627. For a very ancient analogue of the idea of reaching the princess on a height, see p. 274, below.

[54] See p. 275, below.

[55] Två Folkminnesundersokningar.

[56] For Llewellyn and His Dog, see Motif B331.2.

[57] See A. Marx, Griechische Märchen von dankbaren Tieren (Stuttgart, 1889).

Types:

300, 313, 314, 327, 400, 403, 502, 530, 531, 532, 533, 551, 756B, 810

Motifs

B331.2, D672

Next Chapter

Privious Chapter