II - The Complex Tale

2. Supernatural Adversaries

C. Devils and Demons

The people who tell folktales are not always clear in their conception of the supernatural creatures whom their heroes must meet in combat. In the stories of the return from the dead which have just been considered, the gruesome opponent is certainly no mere spectre, but has enough solidity to be dangerous and often unconquerable in combat. But just what these vampires or wandering dead men look like is never clearly stated. The same situation is found in tales about the devil.

Three or four different concepts seem to be thoroughly confused when the term "devil" is used by the teller of tales. In Germany and Scandinavian countries, it frequently means nothing more than the vague word "ogre." Thus when they speak of the "stupid devil" they may equally well say "the stupid ogre" or "the stupid giant." Again the term "devil" is frequently equivalent to the Oriental "demon," or even the "djinn" of the Arabian Nights. The English usage is likely to be somewhat narrower than those just suggested. "Devil" is likely to have some connection with Satan, the devil of Christian theology, and to have the outward appearances made familiar by long centuries of medieval writers and artists. Indispensable as part of his equipment are his cloven hoofs, his tail, and usually his pointed ears—the whole possibly a reminiscence of Pan and the satyrs of old Greek legend. [26]

Except when conceived of as an ogre, the devil does not usually engage his opponent in open combat. The power which he exerts is normally super-natural.

Most "devil" stories consist of a single incident. Such, for example, is The [p. 43] Snares of the Evil One (Type 810), in which the man who is promised to the devil is permitted by the priest to spend the night when the devil should come for him in the church. The priest draws about the man a ring which the devil may not enter. The man resists the devil's temptation to come out and in this way saves himself. This little story is hardly known outside of Scandinavia and the Baltic states, but is very popular there.

Entirely confined to the Baltic states are two other simple tales of adventures with the devil. In one of these he takes service as a mower and works under an evil overseer. The devil has a magic sickle and mows so fast that when the overseer tries to keep up with him he dies of exhaustion (Type 820). In the other (Type 815) a rich man's money is buried in his grave within the church. When the devil comes to get the money, the cobbler draws a circle about him and keeps him away. The cobbler himself steals the money and nails the devil fast.

Though most of these stories of the devil as an adversary are short and simple, they are not always so. The Devil's Riddle (Type 812), a tale especially popular in Germany and the Baltic states and sometimes heard in southern and western Europe, has a complex plot and frequently an elaborate treatment. It begins with the well-known devil's contract, by the terms of which the hero (sometimes three heroes) promises himself to the devil at the end of a certain time if he cannot solve the riddles which the devil propounds. The devil has various objects which appear to be different from what they really are. The hero must guess their real nature. For example, what really seems to be a horse is a he-goat. Some of the other illusions are a piece of cloth (a goat-skin), a gold cup (a cup of pitch), roast meat (a dead dog), a spoon (a whale rib), a wine glass (a horse's hoof), and the like. Sometimes the devil asks seemingly impossible questions such as What is sweeter than honey? What is softer than swan's down? or What is harder than stone? Sometimes he asks for symbolic interpretations of the numbers one to seven. Or he may set the hero a series of impossible tasks. It will be seen that this part of the tale offers opportunity for large variation. The methods whereby the hero learns the solution are much more uniform, for most of them depend upon the fact that in some way the hero overhears the devil. Sometimes he masks and sometimes he hides with the help of the devil's grandmother. If it is tasks he must perform, the hero gets the help of some supernatural being. In all cases he succeeds in outwitting the devil and escaping from the fulfillment of the contract.

Certain of the details of this story appear elsewhere. The contract in which the hero, like Faust, promises himself to the devil forms the introduction to several other well-known complex tales. [27] Besides these there is to be found a considerable number of short anecdotes, consisting of only a single motif, in which the man who sells his soul to the devil saves it by deceit, usually [p. 44] by imposing some impossible task (Types 1170-1199). The devil in these stories is stupid and the principal point of these tales is the contrast between him and the clever hero. All these stories are popular in Scandinavia and the Baltic countries, though most of them are not unknown in the rest of Europe. Such is the tale of the man who is to belong to the devil as soon as he has sold all his goods, but if he has any goods that no one will buy he is to go free. He puts an evil old woman in a glass case and offers her for sale. When the devil sees her, he realizes that no one will buy her, and releases the man (Type 1170).

Among the impossible tasks assigned the devil in stories of this kind are catching rabbits in nets set out in high trees (Type 1171), collecting all stones from the brook or field, making knots from drops of spilled brandy, making a rope from sand, straightening curly hair, catching a man's breath, pumping out water from the whole sea, or catching water in a sieve (Types 1171-1180). Other kinds of cheats are perpetrated on the devil. Having agreed to give the devil a part of his body, the man gives him a paring from his fingernail (Type 1181).

Three other deceptive bargains are The Level Bushel, The Last Leaf, and The First Crop (Types 1182, 1184, and 1185). In the first, the student is to come into the devil's power if, at the end of a year, he does not at least return for the heaping bushel of gold a level one. The student immediately hands back the level bushel and keeps the surplus. In the second the man is to pay the devil when the last leaf falls from the tree. It is an oak tree and the leaf never falls. The oak also figures in the third of these stories. The man is to pay the devil as soon as he harvests his first crop, but he plants acorns and the devil must wait long. These three tales are widely distributed and popular over most of Europe.

Frequently the escape from the devil takes place at the last minute. The hero asks for a delay while he repeats a prayer for the last time (Type 1199). The man arranges never to finish the prayer and the devil is cheated. Sometimes other last requests are made, to be allowed to finish dressing or the like. [28]

Most of these short anecdotes about escape from the devil belong primarily to the oral tradition, but the tale of The Devil and the Advocate (Type 1186) has received first-rate literary treatment. Chaucer uses it as his "Friar's Tale," but it had already appeared more than a century before in Der Strieker's Pfaffe Amis. In spite of its primary literary association, the anecdote is also handed around by word of mouth and has been so reported from Scandinavian countries. The devil refuses to take anything which is not offered him with the whole heart. He hears the advocate cursed for fraud ("The devil take you!") with such sincerity that he carries him off.

The tales about the devil thus far mentioned have assumed that the devil [p. 45] was wandering about upon the face of the earth. We shall find several stories, treated later in other connections, in which the devil is found in hell. [29] One short anecdote of this kind tells how the devil is deceived into putting on "the chains of Solomon." He is thus bound and must stay in hell. [30]

We shall find the devil in two other connections. As mentioned once before, he is sometimes conceived of as a stupid ogre, [31] as in some of the tales we have already met. Sometimes, however, the devil is by no means stupid and turns out to be a very valuable ally and helper of the hero. In such stories [32] the devil's cleverness is emphasized and not, as in the tales we have just discussed, his malevolence or stupidity.

[26] For literature on the subject of the devil, see motif G303.

[27] See Types 330, 360, and 756B. For this motif, see M211.

[28] For a discussion of this motif in its many varieties, see K551.

[29] See pp. 66, 131, and 252, below.

[30] Type 803. See also J. Balys, "Lithuanian Legends of the Devil in Chains," Tautosakos Darbai (Publication of the Lithuanian Folklore Archives), III (1937), 321-333 (25 Lithuanian variants).

[31] See p. 35, above.

[32] See p. 66, below.

Types:

330, 360, 756B, 803, 810, 812, 815, 820, 1170, 1170-1199, 1171, 1171-1180, 1181, 1182, 1184, 1185, 1186, 1199

Motifs

G303, K551, M211

Part Two

The Folktale from Ireland to India

II – The Complex Tale

3. Supernatural helpers

F. Helpful Horses

Of all helpful animals, none has been so popular with taletellers as the horse. In not fewer than five well-known folk stories he plays a role almost as important as the hero himself.

The most popular of these stories is undoubtedly that known by the Germans as the Goldener Märchen, from the hair of real gold which the hero acquires in the course of his adventures (Type 314). The tale usually begins with telling how the young man came into the service of the devil. Sometimes, in return for the devil's services as godfather, his parents have agreed that the child shall come into his possession on his twenty-first birth day. [49] For whatever reason the bargain has been made (and sometimes even by pure accident), the boy arrives at the devil's house and becomes a servant. The devil gives him the run of the house, but forbids him to enter a certain chamber. As in the Bluebeard story, he breaks the prohibition and sees horrible sights. As a mark of disobedience his hair turns to gold. He placates the devil temporarily and remains in service. He is commanded to take good care of certain horses, but to beat and starve a particular horse which he finds in the stable. The abused horse, who is an enchanted prince, speaks to the youth and warns him to flee.

The boy mounts the magic horse but is followed closely by the devil, who almost overtakes him. At the horse's advice, the boy has provided himself with three magic objects, a stone, a comb, and a flint. When he throws the stone behind him, a mountain rises in the devil's path and delays him. Later the comb produces a forest and the flint a great fire. At last the youth escapes.

He arrives in the neighborhood of the king's court, hides his magic horse, and covers his golden hair with a cloth, pretending to have the scald head. [p. 60]

He is employed as gardener to the king and as such is seen one day by the princess as he combs His" golden hair. She falls in love with him and insists upon marrying him. The king consents, but puts them into the pigsty to live.

Much despised by his haughty brothers-in-law, he goes to his magic horse for help. Whatever the task may be that the hero needs to carry out, the horse brings it about, so that his young master is honored and the brothers-in-law put to shame. In some versions the hero slays a dragon or brings a magic remedy for the king. [50] The usual adventure, however, is participating in a tournament. When the hero leaves for the tournament his horse has the appearance of a broken-down nag, so that when, three days in succession, he and his wonderful steed are the victors, no one recognizes him. By means of various tokens—centers from the captured flags, the point of a sword which his brother-in-law has broken off in his leg, and the hoof marks which the vanquished brothers-in-law have permitted him to place on them—he proves his identity and is accepted by the king as his favorite son-in-law.

This complicated story appears without much variation over a large area and in many versions. It is particularly popular in Germany, Scandinavia, and the Baltic countries. But it is also well represented in Ireland and France, and has been carried by the French to America, where it is told by American Indians in at least fifteen versions, as well as by the Missouri French. Eastward it is popular in Bohemia, Poland, and all parts of Russia, and is told throughout the Caucasus, south Siberia, and the Near East. In south Asia three versions have been reported from India and three from Indonesia. It is also known in diverse parts of Africa.

The tale contains within it one incident which is literally world wide, The Obstacle Flight (Motif D672). [51] Though this incident is a standard part of our tale, it can be used wherever a pursuer needs to be delayed. [52] That tales with this general motive of pursuit are found everywhere is no cause for wonder, but when one finds the obstacle flight with its characteristic form of three or four magic objects which produce mountains, forests, fire, and water in South Africa and in North and South America, not only sporadically but in scores of versions, he is faced with one of the most difficult problems of folklore.

One whole group of tales about the golden-haired hero and his horse (Type 502) is represented by Grimm's tale of The Iron Man (No. 136). A magic man of iron is found in a lake and is confined by the king in a cage. The king's son is playing and lets his ball roll into the cage of the wild man. In exchange for the ball, the boy releases the man from the cage. The wild man thereupon puts the boy on his shoulders and carries him off. He treats [p. 61] the boy well and promises that if he obeys him he will always be the boy's helper. He leaves the boy, but forbids him to put his finger in a certain pool. The boy disobeys, and his finger turns to gold. The third time he disobeys, his hair is turned to gold. The youth binds his hair and the story proceeds as in the Goldener Märchen. There has been no horse in the story up to this point. But when the boy must go to the tournament (or perform his other tasks), the wild man appears and furnishes him with a magic horse. The ending of the two stories is identical.

While this story of the wild man is by no means so popular as the other, it is spread over almost exactly the same territory in Europe, but it hardly goes outside that continent. It has been carried to Siam, to Missouri, and to Brazil. Both of these two tales which we have just treated appeared in literary form as early as the sixteenth century in the work of Straparola. No attempt, however, has been made to investigate the influence of this literary form on the very strong and far-flung oral tradition.

Confined, so far as now appears, to a very limited section of eastern Europe is the story of the hero called "I Don't Know." It is hard to tell whether this should be considered as a distinct tale type (Type 532), or merely as a variety of the Goldener story. The hero is driven from home by a cruel step mother (or, in some versions, he is simply the laziest of three brothers), and, in the course of his adventures, gains possession of a magic horse, who advises him to answer all questions with "I don't know." His peculiar behavior attracts the attention of the princess, who marries him. From this point on the story is the same as in the Goldener tale. Sometimes the hero must make a rescue from a sea monster, but more often he has to help in a war brought on by jealous suitors incensed because the princess has chosen him. In any case, the horse helps him to success.

This seems to be essentially a Russian development which has achieved some popularity in Finland and Hungary. It is known in the Baltic countries, but not popular, and is not found further west.

The tales of helpful horses have a tendency to merge into one another in many of their details, sometimes in the way in which the magic horse is acquired, sometimes in the remarkable deeds accomplished. Nevertheless, the separate tales are unmistakable entities. This confusion of parts is seen with especial clearness in the tale of the Princess on the Glass Mountain (Type 530) . In its best known form the tale is about a poor peasant who has three sons of whom the youngest is considered a good for nothing. Every morning the peasant finds that his meadow has been grazed bare by horses. He sends his sons out to keep watch. The two elder go to sleep, and the grass continues to be eaten down. The youngest remains awake and succeeds in catching the horse. He hides the horse, cares for it, and rides it.

The king offers his daughter in marriage to the man who can ride up to her on top of a glass mountain. Although all suitors have failed to do so, the [p. 62] hero succeeds and receives from the princess at the summit a token which he later presents and by means of which he receives her in marriage. [53]

This story is clearly divided into the two parts mentioned above, the acquisition of the horse and the marvelous deed. Sometimes instead of the watching for the devastating animal, the hero may take care of his flocks at night so as to keep them from wandering over into the possessions of an ogre or troll. The animals do so in spite of his watching, and he overcomes the troll when he goes after the animals. He finds the magic horses among the troll's possessions. This introduction would seem to have been borrowed from the tale of The Dragon Fighter (Type 300). In a third type of introduction the sons must keep watch over the body of their dead father.

The second part of the tale also displays considerable variety. Instead of to the glass mountain the riding may be to the top of a tall building, three-storied or four-storied. Sometimes the magic horse must jump over a wide excavation or ditch; sometimes, as in the last two stories we have noticed, he helps his master to victory in a tournament; and sometimes he wins a race, it may be with the princess herself.

The tale is well distributed over Europe, particularly northern and eastern, and it is found in the Caucasus and the Near East. One version is reported from Burma. The last word on this tale has certainly not been written. Dr. Boberg's study is far from adequate, since it is based upon less than half of the available material. Her analysis of the story into "oikotypes," each characteristic of a certain linguistic: area, is unconvincing, as Professor Krohn clearly shows. On the other hand, Krohn's conclusion that the tale originated in India and reached Europe at a relatively late period by way of Asia Minor is at least problematical, in view of the fact that only one version has been reported from India.

In the Grimms' tale of Ferdinand the Faithful and Ferdinand the Unfaithful (Type 531) the magic horse is assisted by other helpers, animals and giants. In most tales of this type the hero receives a magic key, sometimes from a beggar at his christening. With this key he obtains a marvelous horse which speaks and gives advice. The hero also finds a pen, and from a thankful fish he obtains a fin. Thus equipped, he takes service, along with a companion, at the king's court. At the suggestion of the treacherous companion, he is assigned various dangerous tasks. Among other things the hero is to fetch a beautiful princess for the king. On advice of his horse, he demands as a condition from the king a supply of meat and bread. With this food he obtains help from certain giants and birds, and secures the princess and, later, certain writings of hers. The fish returns his pen which has fallen into the water. On the return to the court, the princess beheads him and then [p. 63] replaces his head to make him handsomer. The king has the same thing done to himself with fatal results. As for the magic horse, he changes himself at last into his proper form as a prince.

As a general thing the quest for the princess in this tale is caused by the sight of a beautiful hair which has been found floating down a stream and which is shown to the king, who will not rest until the faraway princess to whom the hair belongs has been found. This motif, combined with the tasks assigned at the suggestion of a treacherous rival, is very old. It is found in the Egyptian story of The Two Brothers in the thirteenth century B.C. [54] It also occurs frequently in literary tales since that time, for instance in the story of Tristram and Isolt. Nevertheless, the combination into, the tale as we have it does not seem to go back to antiquity, though it must have been developed by the twelfth century after Christ and in several parts of Europe. In its oral form it is distributed with remarkable uniformity over the whole of Europe. It is found in an unbroken line through the Caucasus, the Near East, India, Cambodia, and the Philippines. Five versions have been reported from the Arabic population of Egypt, and three from Central Africa. The French have carried it to Missouri and to the Menomini Indians of Wisconsin; the Spanish to the San Carlos Apache of New Mexico. The story has never been thoroughly investigated, but a superficial view of its distribution suggests that it may have come to Europe from the East, probably from India. The tradition is not always coherent and the tellers of the tale apparently do not always understand the significance of what they are telling. The place of the pen in the story is an example of such confusion, for it is seldom clear why the hero should have a pen and what good it is to serve in the tale.

In one story at least, the horse renders his most efficient service after his death. This tale is best known from the German version of Grimm, The Goose Girl (Type 533). A princess is accompanied on her way to marry a prince by a servant girl. Before setting out, the princess has received from her mother some costly gifts, including the wonderful speaking horse Falada and certain magic objects. On her way the princess becomes thirsty and asks for a drink, but the servant girl makes her get down and drink from the brook. The horse speaks and says, "If your mother knew about this, her heart would break." And the magic objects also speak. Three times the princess stops for water, and finally the servant girl compels her to exchange clothes with her and to swear to keep the matter secret. The servant girl mounts the princess's horse and, when she reaches the palace, claims to be the princess. The heroine herself is made to watch the geese. Meantime, the false princess, fearing that the speaking horse may betray her, has it killed and has its head set up over the castle gate. The little goose girl has miraculous power over animals and over the weather and wind. One day she is combing [p. 64] her hair and the servant boy who is with her sees that it is of gold. He tries to take some of the golden strands from her, but she asks the wind to carry off the boy's hat, so that he runs away after it. In the evening as she drives her geese home, she sees the head of her slaughtered horse. She weeps, and the horse answers, "If your mother knew about this, her heart would break." When all of this happens a second day, the boy goes to the king and tells him what he has seen and heard. The next day the king follows the boy, overhears everything, and learns the true state of affairs. The treacherous servant girl is executed and the princess marries the prince.

In some versions the princess is blinded, and it is later necessary to buy back her eyes from the person who has blinded her. In addition to the speaking horse-head, other means are sometimes employed for bringing the truth to light. Her magic objects may speak, or she may sing a song into a stove which she must take care of.

This tale has not been found in any great multitude of versions. Liungman's study [55] is based upon fourteen variants, all of them European, extending from France to Russia, except a single one among the Kabyle of North Africa. Besides this list, he cites several central African tales with a similar plot but lacking some of the principal characteristics. It is problematical whether all tales in which a servant girl replaces a princess on the way to marry a prince should be thought of as having any organic connection with this story of The Goose Girl.

Liungman's conclusion as to its origin and dissemination is that it seems to have developed somewhere on the upper Danube, but that the German versions have been of greatest influence in its subsequent distribution. This tale has so much in common with several other stories of false brides that it has frequently become confused with them, particularly with The Black and The White Bride (Type 403).

The tales of helpful animals which we have just reviewed are those best known in Europe and western Asia, but there are, of course, many other stories in which animals aid their human masters and mistresses. Some of these are legends, such as that of Llewellyn and His Dog, and some of them are more elaborate folktales much like the European stories we have been studying, but current entirely among some primitive group such as the American Indians. [56] Although scholars of two generations ago tended to find connection between the stories of helpful beasts and the Hindu attitude toward animals, [57] stories with this motif have been found in so many parts of the world as to show that it is a natural development in story-telling which may take place anywhere. [p. 65]

[49] For similar bargains with the devil, see Types 400, 502, 756B, 810.

[50] The dragon slaying belongs properly to Type 300. For the magic remedy, see Type 551.

[51] This motif (or really cluster of motifs) was the last subject to which the distinguished folklorist, Antti Aarne, gave his attention. See his Magische Flucht.

[52] It is almost a regular part of the Hansel and Gretel story (Type 327) and of Type 313, in which the youth's supernatural wife helps him escape.

[53] See Inger Margrethe Boberg, "Prinsessen på Glasbjaerget," Danske Studier, 1928, pp. 16-53. Discussed by Krohn, Übersicht, pp. 96-99. For a later study by Dr. Boberg see Handwörterbuch des deutschen Märchens, II, 627. For a very ancient analogue of the idea of reaching the princess on a height, see p. 274, below.

[54] See p. 275, below.

[55] Två Folkminnesundersokningar.

[56] For Llewellyn and His Dog, see Motif B331.2.

[57] See A. Marx, Griechische Märchen von dankbaren Tieren (Stuttgart, 1889).

Types:

300, 313, 314, 327, 400, 403, 502, 530, 531, 532, 533, 551, 756B, 810

Motifs

B331.2, D672

Part Two

The Folktale from Ireland to India

II – The Complex Tale

9. The higher powers

A. Justice

1. God's Justice

But villains and wicked persons in general are subject not only to the revenge of those whom they have plotted against. There is also a higher justice. From his seat in the heavens, God looks down and bestows his blessings on the righteous and metes out stern justice on all trespassers of the Divine Will. The ways of the Almighty often seem dark, but a real insight into his activities will always show perfect justice. So it is in The Angel and the Hermit (Type 759), where the angel takes the hermit along with him and does many seemingly unjust things. He repays hospitality by stealing a cup, inhospitality by giving a cup, hospitality again by throwing his host's servant from a bridge and by killing the host's son. Later the angel demonstrates to the hermit how, in the light of a full knowledge of each case, all these acts were just. This was one of the most popular of the exemplary tales used by the priests in the Middle Ages, and it is still frequently told as a folk story, particularly in Ireland, Spain, and the Baltic states.

Such mysterious divine punishments are sometimes manifested in a dream. In a tale known in the Baltic countries and in Russia, The Punishments of Men (Type 840), [184] a man and his son pass the night in a strange house. The [p. 131] son is unable to sleep and observes queer things happening all about him. A snake creeps from the sleeping man's mouth into his wife's mouth. Or a snake is lying between the man and his wife. The details of these mysterious manifestations vary considerably, and sometimes they are seen in a dream rather than in a waking state. In any case, the master of the house explains the next morning the justice of each of the appearances.

The literature of the medieval exemplum is filled with stories of people punished in hell. Only a few of these have become known to folktale tellers. The Estonians and Finns tell a story of a cruel rich man who has to serve as the devil's horse (Type 761). He sends his son a letter warning him against a similar fate.

This story is seldom heard, but another tale of punishments meted out by the devil in hell has great popularity with European story-tellers and has been used as a subject by a number of writers of Russian short stories. This tale, which we may call The Three Green Twigs (Type 756), appears in three special forms. The first of these is The Self-righteous Hermit (Type 756A), known, but not very popular, in various parts of Europe. As a man is being taken to the gallows a hermit remarks that he has been punished justly. For his self-righteousness the hermit is assigned penance: he must wander as a beggar until three twigs appear on a dry branch. In the course of his wanderings he tells the story of his misfortunes to a band of robbers and so impresses them that they are converted. Thereupon the green twigs appear, and his penance is over. This is the least well-known of the three forms of the story.

With the second tale of this group, The Devil's Contract (Type 756B), sometimes called The Legend of the Robber Madej, we pass to one of the most popular tales of eastern Europe. It has been reported in not fewer than twenty-five versions from Germany, fifty-four from Poland, sixty from Russia, forty-eight from Lithuania, and twenty-one from Bohemia, not to speak of scattering occurrences far out into Siberia and as far west as Ireland and Spain. The general outline of the tale is as follows: A boy has been sold to the devil before his birth. When he grows up he takes a journey to hell in order to recover the contract. On his way he sees a hermit from whom he inquires as to the direction to hell. The hermit sends him on to his brother, who is a famous robber. The robber takes the boy down to hell. There the young man obtains his contract and observes the fiery bed or chair already waiting for the robber. On his return the boy tells the robber what he has seen. His brother the hermit now assigns the robber penance, which he must continue until his staff puts forth fresh blooms and fruit. Eventually this happens, and the robber, assured of forgiveness, dies happy. His brother the hermit is astonished at this manifestation of God's justice. In some versions he reconciles himself, but in others he blasphemes God and is damned. [p. 132]

In his investigation of this story, Andrejev [185] considers that we have here a combination of three different stories of the kinds which were popular in legendary literature of the Middle Ages: a tale of the boy who is given over to the devil, a story of a miraculous penance, and a tale of a self-righteous hermit. In the self-righteousness of the hermit this story resembles the first tale of this group. In spite of the fact that the principal distribution of The Robber Madej is nowadays in eastern Europe, Andrejev is convinced that it was constructed in the late Middle Ages in western Europe and spread from there. It has interested the eastern Europeans so much that today it has the appearance of belonging primarily in that area.

The third tale of this group, which we may call The Greater Sinner (Type 756C), also deals with a severe penance. In some versions the sinner has murdered ninety-nine men, in some he has killed his parents, and in some he has shot at a consecrated wafer. He vainly seeks a confessor and only after a long wandering does he succeed in getting penance assigned. He must plant a firebrand and water it daily with water brought from a distance in his mouth. And he must plant a garden and offer free hospitality to everybody. In some versions he must carry a bag of stones on his back, a stone for each murder. Or he must wear an iron hoop on his head till it falls off. Or he must pasture black sheep until they become white. After many years of penance he intercepts a man who is about to commit a great crime. To prevent this greater crime, he kills the man. Thereupon he is shown divine favor, for his firebrand blooms, or the stones or the hoop fall off, or the sheep turn white. His confessor tells him that in payment for the last murder all his sins have been forgiven.

Andrejev has also studied this tale, [186] which has an entirely different distribution from The Robber Madej. In spite of the resemblance of the two stories, the author is convinced that they have no organic relationship and that the analogies are purely casual. Especially noteworthy is the fact that The Robber Madej is entirely unknown in the Balkan countries, whereas Andrejev's evidence points to the south Slavic countries as the original home of The Greater Sinner. The tale seems to be essentially oral, though it has received frequent modern literary treatment in Russia.

The pious literature of the Middle Ages is filled with cases of mysterious punishment, but these have not generally entered into folklore. Where they have, the Baltic states have seemed most receptive. For example, the Legend of Polycarp (Type 836), who boasts that God has not power to make him poor and who returns home from church to find that his house has burned and that he is reduced to poverty, has become a legendary tale in Estonia, Lithuania, and Finland. Apparently confined to Estonia is a story of retribution, How the Wicked Lord was Punished (Type 837). The lord puts [p. 133] poison into the beggar's bread. As the beggar is spending the night at an inn, a traveler arrives and since no other bread is convenient, the beggar gives the stranger his bread. The traveler is the lord's son. He dies of the poison.

Several other tales of mysterious punishment are also found in the Baltic states, where story-tellers seem to be fond of such moralistic legends. [187] One such story, The Punishment of a Bad Woman (Type 473), tells how the man is kind to a beggar but the wife unkind. The beggar later invites the man to him and shows him many mysterious things, among them his wife transformed into a cow. Another tale is The Dishonest Priest (Type 831) in which a priest tries to frighten a poor man out of his money by masking in a goat skin. When he gets home the skin has grown to him. Something like Polycarp is The Boastful Deer-slayer (Type 830) who shoots a stag but denies that God has given it to him and insists that he shot it himself. The wounded stag jumps up and flees. Finally, in this small group of tales, is one which preaches against greed, The Disappointed Fisher (Type 832). The fisher, his wife, and his child always catch three fishes. From greed, they kill the child in order to have more fish for themselves. But from then on they never catch more than two.

Similarly popular in the Baltic states, but known also in most other parts of Europe, is the story of The Rose from the Stone Table (Type 755). [188] The preacher's wife magically prevents the birth of her children. Since she therefore throws no shadow, her husband casts her forth as a sinner until a rose shall grow from a stone table. Another churchman takes the woman at night into a church. The children appear and forgive their mother. They go back home and the rose springs forth. [189]

In the eyes of the story-teller, the woman who prevents the birth of her children is looked upon as wicked and joins the ranks of the other evil mothers in fairy tales. Of such, we have had sufficient example in a number of complex stories. [190] One simple tale in which this is the principal motif appears among the Estonians, the Finns, and the Lapps, The Mother Who Wants to Kill Her Children (Type 765). The father succeeds in rescuing them, and hides them away, though the mother thinks that they have been killed. After many years they come forth and the mother dies of fright.

Such are some of the tales of divine justice which have appealed to oral story-tellers enough to become a part of folklore. It is certain that if all collectors [p. 134] had been interested in recording this kind of material, the number of such stories would be much greater. While in Ireland several years ago I heard a story recorded by a Connemara peasant on phonographic records. The telling consumed more than half an hour and consisted entirely of an account of the unfortunate results of losing one's rosary. So far as I know, this story has not been published, but is in the archives of the Irish Folklore Commission.

[184] A good example of this tale may be found in L. A. Magnus, Russian Folktales (London, 1915), pp. 151-3.

[185] Die Legende vom Räuber Madej.

[186] Die Legende von den zwei Erzsündern. In 1928 he decided on a Moslem origin.

[187] That these stories are found only in Estonia, Lithuania, and Finland may have no significance other than the fact that collectors took them down when they heard them. It is probable that at least some of them exist elsewhere, but that they seem so different from the ordinary folktale that collectors have neglected them.

[188] In his study of this tale (Euphorion, IV, 323-333), Bolte cites many Norwegian, Celtic, Romance, German, Czech, and Little Russian versions. The tale has received literary treatment in Lenau's Anna.

[189] The resemblance of this sign of forgiveness to The Three Green Twigs (Type 756) is obvious.

[190] For some examples, see pp. 113., above.

Types:

473, 755, 756, 756A, 756B, 756C, 759, 761, 765, 830, 831, 832, 836, 837, 840

Part Two

The Folktale from Ireland to India

II – The Complex Tale

10. The three worlds

A. Journey to the Other World

If one considers the multiform origins of the European and Asiatic folktale—the basic traditions going back perhaps to prehistoric times, the older Oriental tale collections with their reflections of ancient religions, the Celtic and Norse mythological stories, and the legends of the medieval Church—he will not be surprised to find that beliefs in other worlds than this in which we live are not only to be taken for granted as a part of the imaginative background of folktales but constitute the real focus of interest in a number of stories. We have already noticed tales in which the hero makes a journey to the other world. Sometimes this is thought of as the lower world, like Dante's Hell. Such it was in The Devil's Contract (Type 756B) and in The Man as Heater of Hell's Kettle (Type 475), to mention only two. In other tales the concept [p. 147] of an upper world, the Christian Heaven, is clear. We have already seen the smith who tries unsuccessfully to get into both Hell and Heaven (Type 330). Sometimes the direction in which the journey to the other world is made is very vaguely indicated. It is not unusual to find this realm across a body of water, [218] but it must be remembered that Charon's boat seemed to carry Greek souls across a lake or stream, but nevertheless into a lower world. Celtic tradition has been particularly interested in terrestrial other worlds lying across mountains or on distant islands.

It is all but impossible to come to any understanding of the way in which a story-teller visualizes his other world. For most of the European folktales, it seems fair to assume a belief in three worlds: the earth on which one lives in his normal state of being; the upper world, or the Christian Heaven, but sometimes merely another realm where extraordinary things happen; thirdly, a lower world compounded of ideas from vision literature as illustrated in Dante, of old Greek conceptions of Hades, and perhaps of even more ancient beliefs in a hierarchy of worlds. These upper and lower worlds are not always far removed, for trees may grow to the upper world in a single night [219] and a rope may be sufficient to let one down into the lower. [220]

In the two somewhat related stories which we shall now notice, the other world seems very vaguely imagined. The first of these, Friends in Life and Death (Type 470), is known in literature through the legend of Don Juan. [221] The tale frequently begins with the pledge of two friends never to part. When one of them dies, the living friend invites the dead man to visit him on Christmas, and he goes with him when he returns to the other world. The other opening of the story is that peculiar to the Don Juan legend: a man in a churchyard invites a skull, or a memorial statue, to dinner, and then is compelled to go off with the skull. In any case, the living man makes the journey to the other world. On the way he sees many strange sights. Among them are fat and lean kine (as in the story of Joseph), a broad and narrow road, people and things that continually strike one another, and the like. The living man goes to sleep by a stream of water and when he wakes he finds that he is covered with moss. He also sees in the other world houses of feast and of mourning. When he returns to this world he finds that he has been away for many centuries. All is changed and he knows no one. The ending of the tale varies. Sometimes he dies the next day by falling from a tree or from a high place. Other versions report that he vanished after prayer.

This story has appeared in Europe in literary form since the beginning of [p. 148] the thirteenth century [222] and it was popular in the collections of exempla used by the priesthood. But its oral history is by no means confined to Roman Catholic countries. An excellent Tartar version is reported from Siberia, and it is also popular in Scandinavia and the Baltic countries.

Closely related to this in many of its motifs is The Bridge to the Other World (Type 471). As far as its introduction is concerned, the action is already familiar to us. [223] Three brothers, one after the other, set out on a quest. Sometimes this is to find their lost sister, but it may be any kind of quest to a distant land. On the way, the boys are appointed to herd seven foals (or oxen) and at the end of the day they are to bring back a sample of the animals' food. The elder brothers get into trouble. Sometimes they are lured away by a bird, or they yield to the suggestions of an old woman that they rest. In any event, they turn aside from a certain bridge which they should have crossed and are consequently turned into stone. The youngest brother, on the other hand, crosses the bridge which leads over into another world. In this world most unusual things happen. Animals pass in and out of a church and become human beings. Stones continually strike on each other. Wild boars fight. And the hero sees fat and lean kine and many another strange sight. From the altar in the church he takes bread and wine to carry back with him. The animals follow him back and he cuts off their heads and disenchants them. A religious explanation is given of everything that he has seen. The story ends, with the disenchantment of his brothers.

The relation of certain parts of this tale with the one immediately preceding is obvious. The strange sights in the other world are frequently the same in the two stories, and in both cases constitute the center of interest. There may be some connection between these tales and the story of The Angel and the Hermit, already noticed (Type 759), in which we have peculiar events which are later explained and made reasonable.

But the story of The Bridge to the Other World is well known as an independent tale. There are early literary parallels in India, and the tale appears as we know it in Europe in the Seven Sages tradition. [224] Orally, it does not seem to have become really popular except in Norway, Iceland, and Russia, though excellent versions are reported from Brittany, Mexico, North Africa, and especially from the Tartars of Siberia.

[218] Such is usually true in the stories of The Three Hairs from the Devil's Beard (Type 461).

[219] See Jack and the Beanstalk, Type 328.

[220] See The Bear's Son, Type 301.

[221] For a discussion of the relation of the Don Juan legend to this tale, see Bolte, Zeitschrift für vergleichende Litteraturgeschichte, XIII, 389.

[222] For its use in literature, see Köhler, Kleinere Schriften, II, 224ff. A recent definitive study is Dorothy Epplen MacKay, The Double Invitation in the Legend of Don Juan, Stanford University, 1943.

[223] See, for example, a number of the tales discussed on pages 105ff., above, under the heading "Tasks and Quests."

[224] For these Oriental relationships, see: Oertel, Studien zur vergleichenden Litteraturgeschichte, VIII, 123, and Chauvin, Bibliographie, VIII, 160, No. 168.

Types:

301, 328, 330, 470, 471, 475, 756B, 759

Part Two

The Folktale from Ireland to India

II – The Complex Tale

12. Origin and history of the complex tales

Not every complex tale known to story-tellers of the area we are considering has found a place in the discussion just concluded. But practically all of those omitted are of very limited distribution. [283] With each tale the main facts about its history and its occurrences in oral tradition have been indicated wherever conclusions seemed possible. While discussing each tale, I have had before me a summary of the scholarship which has been devoted to it and a complete list of oral versions insofar as the extensive reference books and regional surveys now available made this possible. Frequently the mere bringing together of this material was sufficient to compel conclusions about the tale which do not seem likely to need revision. But when all tales with such clear-cut histories have been considered, there remain a large number which present problems sufficient to occupy the attention of scholars for many a decade to come.

Of these complex tales, along with a few closely related simple anecdotes, we have examined somewhat over two hundred. The order in which they have been taken up has been determined by their subject matter. And that means that tales about the same kinds of characters or incidents have been brought together, often when there was no organic relationship between them and when they had little if anything in common in their origin and history. When so much remains dark about the beginnings and about the vicissitudes of so large a number of our folktales, no complete account of them can be based upon historical categories.

Nevertheless, in a very tentative way it may be of interest to see which of our tales have a history that can be proclaimed with some confidence, which of them show great probabilities of proper solution, and which of them still present difficult problems.

That many of our European and Asiatic folktales go back to a literary source is as clear as any fact of scholarship can be made. There would thus seem to be no reason to doubt that an Oriental literary text is responsible for the subsequent development of a considerable number of tales which have received oral currency in Europe and sometime in the Orient. In the older Buddhistic sources [284] are found: Death's Messengers (Type 335); Six Go Through the Whole World (Type 513A); The Three Snake Leaves (Type 612); [p. 177] The Two Travelers (Type 613); The Animal Languages (Type 670); "Think Carefully Before You Begin a Task" (Type 910C); The Brave Tailor (Type 1640); and Doctor Know-All (Type 1641). In the Ocean of Story, a Sanskrit collection brought together in the twelfth century but based upon much older material, there appear, as probable originals of the European oral tradition, versions of: Wise Through Experience (Type 910A); The Servant's Good Counsels (Type 910B); and Faithful John (Type 516). From other collections of literary tales originating in India appear to come: The Bridge to the Other World (Type 471); The Four Skillful Brothers (Type 653); The Wise Brothers (Type 655); and One Beggar Trusts God, the Other the King (Type 841). From various literary sources in India the incidents which make up two of our related tales have been taken and unified at some point before they entered into the oral tradition of the west. [285] These two are : The Son of the King and of the Smith (Type 920); and The King and the Peasant's Son (Type 921). Whatever may be the ultimate source of the stories in the Thousand and One Nights, several of our old folktales are found in that work in much the form in which these stories first reached European taletellers. Among these tales appearing in the Arabian Nights are: Siddhi Numan (Type 449*); Aladdin (Type 561); Open Sesame (Type 676); Luck and Wealth (Type 736); Hatch-penny (Type 745); Oft Proved Fidelity (Type 881); The Treasure of the Hanging Man (Type 910D); and The Forty Thieves (Type 954). Finally, of these tales of Oriental origin, may be mentioned one which appears in the Persian collection, The Thousand and One Days. This is The Prophecy (Type 930).

Similarly, an ultimate origin in European literature seems unmistakable for a dozen or more of the stories current today, whether locally or over the complete European-Asiatic area. Three of the tales which we have noticed certainly go back to Greek literature: Oedipus (Type 931) to Sophocles; Rhampsinitus (Type 950) to Herodotus; and The Wolf and the Kids (Type 123) to the Aesop collection. A fourteenth century Latin poem, the Asinarius, is responsible for the very few oral versions of The Ass (Type 430). Folktales have borrowed very freely from saints' legends: certainly Pride Is Punished (Type 836) is a mere oral treatment of the legend of Polycarp. The great collections of illustrative tales which in the Middle Ages went under the name of Exempla contained a considerable number of folktales. Frequently it is impossible to tell whether they may be reworkings of oral tradition, but sometimes it is quite evident that the oral tale is taken directly from the literary collection. This is clearly true of: Friends in Life and Death (Type 470); The Boy Who Learned Many Things (Type 517); The Three Languages (Type 671); The Angel and the Hermit (Type 759); and Who Ate the Lamb's Heart (Type 785). At least two tales seem to have been learned from the work of the German Meistersinger: The Faithful Wife (Type 888); and [p. 178] The Pound of Flesh (Type 890). Of course, both of these tales were used by Shakespeare, and that fact has doubtless been of influence on their subsequent popularity. Many stories have undoubtedly originated among the people of Italy, and it is sometimes difficult to know whether a tale recounted by those great writers of novelle beginning with Boccaccio was learned from the people or was invented by the author. For at least three of our folktales such literary invention by the novella writer seems the most reasonable hypothesis. The Wager on the Wife's Chastity (Type 882) is in Boccaccio's Decameron; The Luck-Bringing Shirt (Type 844) in the Pecorone of Ser Giovanni; and The Taming of the Shrew (Type 901) in the Nights of Straparola. The Pentamerone of Giambattista Basile of the early seventeenth century is almost completely made up of oral folktales, though transformed into an extraordinary literary style. But it is probable that he invented several tales by freely combining traditional material. Such seems to be the situation with The Forsaken Fiancée (Type 884). Finally, at least one tale given currency by the Grimms, The Two Girls, the Bear, and the Dwarf (Type 426), comes directly from a German literary collection of stories which appeared in 1818.

The fact that one may cite a literary form of a story, even a very old version, is by no means proof that we have arrived at the source of the tradition. Nothing is better authenticated in the study of traditional narrative than the fact that the literary telling of a tale may represent merely one of hundreds of examples of the story in question and have for the history of the tradition no more significance than any other one of the hundreds of variants at hand. Apuleius's telling of Cupid and Psyche and the author of Tobit's version of The Grateful Dead Man tale appear both to be rather late and somewhat, aberrant forms of much older oral tales. With this warning in mind, the careful student should be slow in arriving at the conclusion that a stated literary document is the fountainhead of a particular narrative tradition. For those tales which we have just listed, the actual dependence on the literary source has seemed well established. In addition to these, there are a considerable number for which there is a well-known early literary form to which the weight of evidence would point probably, but not quite certainly, as the actual source. Some of these tales have been very popular among story-tellers, and have spread over two or more continents, and some have had only a very limited acceptance among the people. The degree of popularity and the geographical extent of the distribution is a fact which must be taken into consideration with every tale when we are trying to judge the question of its ultimate literary or oral invention. For this reason, in listing the tales with probable literary sources, it is helpful to indicate briefly what type of oral distribution each has.

At least related to the old Greek story of The Cranes of Ibycus is the tale The Sun Brings All to Light (Type 960; oral: Spain to Russia). From saints' [p. 179] legends at least two oral tales appear to have been taken: Hospitality Rewarded (Type750B; oral: scattered thinly over most of Europe); and Christ and the Smith (Type 753; oral: all Europe, especially the Baltic states). Certainly influenced by some of the legends of the popes, if not directly borrowed from them, is The Dream (Type 725; oral: moderately popular in eastern Europe and the Baltic states). In addition to the folktales which we are sure have come from books of Exempla, there are several where such an origin seems likely: The King and the Robber (Type 951A; oral: Germany and the Baltic states, sporadic in Hungary and Russia); The Old Robber Relates Three Adventures (Type 953; oral: thinly scattered, Ireland to Roumania); and "We Three; For Money" (Type 1697; oral: thinly scattered over all Europe). The influence of the chivalric romance in general is seen in The Bride Won in a Tournament (Type 508) which was told in Straparola's Nights and received frequent literary treatment in the Middle Ages and Renaissance, but has been collected orally only in three versions in Lithuania.

The rich prose literature of medieval Iceland has in it many folktale elements, most of which doubtless go back to popular tradition. But this may not have been true in all cases: an Icelandic prose tale of 1339 seems to lie back of the oral tale Godfather Death (Type 332; oral: Iceland to Palestine, especially the Baltic states, but not Russia). A medieval chronicle of 1175 probably forms the beginning of the tradition later carried on through French and German jestbooks and at least one English play, and connected with the name of a famous Lord Mayor of London. This is Whittington's Cat (Type 1651; oral: scattered from western Europe to Indonesia, especially popular in Finland).

The jestbooks of the Renaissance contain a number of folktales. In many cases, these were taken from older literary collections, or indeed from oral tradition. But occasionally they seem to have served as a real source for tales which now belong to the folk. Such would seem to be true of The Wishes (Type 750A; oral: popular throughout Europe, sporadic in China); The Tailor in Heaven (Type 800; oral: scattered thinly over Europe, sporadic among Buryat of Siberia); The Devil as Advocate (Type 821; oral: all Europe, especially Baltic, moderately popular); Sleeping Beauty (Type 410; oral: scattered thinly over Europe, one-third of versions Italian, based on Basile); and The Three Brothers (Type 654; oral: confined to Europe).

A German literary tale of the thirteenth century may well be the beginning of The Frog King (Type 440; oral: Germany to Russia only). The habit of writing literary folktales was carried on into the eighteenth century, both in France and in Germany. Many of these tales never assumed any oral popularity. On the other hand, The Girls Who Married Animals (Type 552), although concocted by Musäus at the end of the eighteenth century of authentic oral material, combined with an analogous tale in Basile, has since entered into the stream of oral tradition in the form he then designed. Its [p. 180] oral distribution shows the greatest inconsistency and indicates frequent direct use of the literary source.

For all the tales mentioned thus far in this summary there seems a strong probability of ultimate literary origin. But it cannot be too frequently repeated that the fact of the appearance of a tale in some literary document is no proof that it did not originate among the people. Oral tales have been a very fruitful source For literary story-tellers everywhere. It thus happens that frequently the literary appearance of a story only represents one of many hundreds of versions and is, of course, less important in the history of the tale than the oral variant from which the story was borrowed. It is not always easy to tell when a story belongs primarily to oral tradition and frequently the problem of priority is quite unsolvable. But a very considerable number of tales appearing in literary collections show such a preponderance of oral variants, as well as other indications of popular origin, that their literary appearance would seem to be purely incidental. There can be little doubt that they are all essentially oral, both in origin and in history.

Several such oral tales have found a place in Oriental literary collections. In the Hindu fable collection, the Panchatantra, occurs a good part of the tale of Luck and Intelligence (Type 945); it also occurs in recent literary form in India, but has a vigorous life in popular tradition of India and the Near East, and sporadically as far afield as Germany and the Philippines. In the Ocean of Story, as well as in the Thousand and One Nights, occur fragments of Devils Fight over Magic Objects (Type 518; oral: all Europe, western Asia, and North Africa) and of The Prince's Wings (Type 575; oral: sparingly over north and eastern Europe). In the Ocean of Story, likewise, there is an analogue of The Girl as Helper in the Hero's Flight (Type 313). This story does not otherwise appear in central Asia but is one of the most popular of all oral folktales in Europe and America; it is no wonder that it has been retold by such story-tellers as Straparola and Basile. Two tales popular in the tradition of the Near East appear in the Persian Tuti Nameh: The Grateful Animals (Type 554; oral: Europe and Asia, especially Baltic countries) and The Magic Bird-heart (Type 567; oral: eastern and southern Europe, and Persia; origin probably in Persian tradition). In an Arabic history of the ninth century appears an abbreviated version of The King and the Abbot (Type 922), though Walter Anderson has shown that the tradition is certainly oral, in spite of frequent literary treatments in Europe. Likewise, the occurrence of the story of The Monster in the Bridal Chamber (Type 507B) in the apocryphal Book of Tobit does not carry the implication that this version is the source of the tradition: it is obviously a late and considerably modified form of the story, which appears to have developed orally in the Near East.

Much more frequently have oral tales found a place in one or more European collections of literary stories. In another place more specific mention [p. 181] is made of popular tales embedded in the Greek or Latin classics. [286] Sometimes these retellings represent rather faithfully what must have been the plot of one of our oral tales at the time and place it was heard, though there may be radical adaptation to literary form or fashion. Such is true of the retelling of the tale of Polyphemus (Type 1137) by Homer, of Cupid and Psyche (Type 425) by Apuleius, and of Perseus and Andromeda (a version of Type 300? ) by various writers of myths.

It is sometimes difficult to tell whether such a classical story as that of Perseus is really a version of a folktale now current in Europe. There is little doubt, however, that the appearance of the story of The Dragon-Slayer (Type 300) in connection with that of The Two Brothers (Type 303) in Icelandic saga does represent an actual version of an oral tale, apparently originating in France, and now known by almost every taleteller in the world. In Icelandic saga there also appears a version of The Clever Peasant Girl (Type 875), though this does not represent its source, which is certainly oral and central European. The learning of animal speech by eating the flesh of a serpent occurs in a German and Baltic oral tale (Type 673) and also in the Siegfried story, but this is the only parallel, and the resemblance may not indicate actual relationship.

In other literary forms of the Middle Ages there occasionally appear oral tales. Geoffrey of Monmouth, in telling the story of King Lear, includes the incident of Love Like Salt (Type 923), widely known, not only through Shakespeare's treatment, but also as a part of the Cinderella cycle (Type 510). The chivalric romances, likewise, contain much that must have been taken directly from the people. Marie de France thus tells the tale of The Prince as Bird (Type 432), which, though certainly oral, has been frequently retold by both medieval and Renaissance writers. In some versions of the Tristram story occur elements of The Clever Horse (Type 531; oral: western Europe to the Philippines, origin probably India), and in an Icelandic saga of the fourteenth century there is a much clearer version. In the Fortunatus romance, which occurs in many forms, there is found a version of The Three Magic Objects and the Wonderful Fruits (Type 566), essentially west European folk tradition. The Gesta Romanorum, and later, Hans Sachs, have versions of The Three Doctors (Type 660), a tradition well known from Ireland to Russia. Despite the fact that the French and German fabliaux are usually literary in content, at least two oral tales are used in such collections: The Hero Catches the Princess with Her Own Words (Type 853) and King Thrushbeard (Type 900).

Though the jestbooks which were in vogue during the fifteenth and sixteenth centuries normally consist of very simple anecdotes, occasionally they included a complex folk story, like Hansel and Gretel (Type 327A); Master Pfriem (Type 801); One-Eye, Two-Eyes, Three-Eyes (Type 511); The [p. 182] Student from Paradise (Type 1540); or The Three Lucky Brothers (Type 1650). The latter story also appears in a collection of novelle. These prose tale collections, beginning as early as Boccaccio's Decameron, sometimes contain stories which the author had heard, though they are usually much changed in style from what must have been the oral original. Such is true of The Smith Outwits the Devil (Type 330), and of Six Go Through the Whole World (Type 513). The latter tale appears in many other literary collections, both Oriental and European.

For the history of the folktale, two collections in the novella tradition are especially important. Insofar as they contain folktales, they are either purely oral stories or else tales of literary origin which had already become a part of the folklore of Italy. Many of these oral tales have their first literary appearance in these collections. In the Pleasant Nights of Straparola in the sixteenth century are versions of: The Magician and His Pupil (Type 325; apparently of oral origin in India); The Youth Who Wanted to Learn What Fear Is (Type 326); The Youth Transformed to a Horse (Type 314; one of the most popular of oral tales); Cap o' Rushes (Type 510B); The Three Golden Sons (Type 707); Our Lady's Child (Type 710); The Cat Castle (Type 545A); Puss in Boots (Type 545B); and The Lazy Boy (Type 675).

An even longer list of oral tales is found for the first time in the Pentamerone of Basile, 1634-36. Among them are: The Maiden in the Tower (Type 310); The Black and the White Bride (Type 403); The Three Oranges (Type 408); Little Brother and Little Sister (Type 450); The Maiden Who Seeks her Brothers (Type 451); The Spinning-Woman by the Spring (Type 480); The Three Old Women Helpers (Type 501); Dung-beetle (Type 559); The Magic Ring (Type 560); The Louse-Skin (Type 621); The Carnation (Type 652); Snow-White (Type 709); and The Good Bargain (Type 1642).

The folktale collection of Charles Perrault which appeared in 1697 is hardly to be considered as literary at all, but rather as a group of fairly faithful versions of oral tales. The later French collections of Madame D'Aulnoy, on the other hand, were definitely literary, and seldom contained any real folktales which had not already appeared in writers like Straparola or Basile. Exceptions are The Mouse as Bride (Type 402) and The Shift of Sex (Type 514).

Such are the principal collections of literary tales which have given us versions of oral stories. To complete the list, one would have to make several miscellaneous additions. The King and the Abbot (Type 922) appears in a German poem of the thirteenth century and frequently thereafter; the oral tradition of how Peter's Mother Falls from Heaven (Type 804) is given in a fifteenth century German poem; The Monster's Bride (Type 507A) appears in a sixteenth century English comedy; Bearskin (Type 361) is [p. 183] retold by Grimmelshausen in 1670; and Demi-coq (Type 715) is given a French name because of his appearance in a French story written in 1759.

Such is the list of those tales which, although they have appeared in one or more literary collections, seem quite certainly to be oral, both in origin and in history. Sometimes their subsequent popularity has been greatly increased by the fact that they have been charmingly retold by Basile or Perrault. Otherwise, their history is in no essential respect different from that large group of stories to which we shall now turn. These belong to the folklore of Europe and Asia, and have never had the fortune to appeal to any literary story teller. We know them only in oral form and can therefore speak with almost complete certainty of their origin among the people. Here belong some of the most interesting of all folktales.

Most of the European stories which originated in the Orient either go back to literary sources in the East or else, in spite of their origin in popular Oriental tradition, have received literary treatment in Asia or in Europe. Such tales, of literary origin or handling, have just been discussed. There remain a few which seem to have developed orally in Asia and to have reached Europe entirely by word of mouth. Such is true of Three Hairs from the Devil's Beard (Type 461), very often told in connection with the tale of The Prophecy (Type 930). The latter story is Oriental, but is found in early Buddhistic material. [287] The widely diffused tale of The Little Red Bull (Type 511*), while showing relation to several well-known European stories, probably comes from Oriental folk tradition.

By far the largest number of purely oral European and Asiatic tales seem quite certainly to have developed in Europe. The great majority of these are confined to the European continent, but some of them are worldwide in their distribution. Examples of the latter are The Dragon-Slayer (Type 300), John the Bear (Type 301), and The Two Brothers (Type 303). [288] Some European oral tales have traveled far into the Orient: Bluebeard (Type 311); The Journey to God to Receive Reward (Type 460A); The Journey in Search of Fortune (Type 460B); The Wild Man (Type 502); The Speaking Horsehead (Type 533); and The Profitable Exchange (Type 1655). Others have gone no further than the Near East: The Princess Transformed into Deer (Type 401); The Princess on the Glass Mountain (Type 530); Strong John (Type 650); The Juniper Tree (Type 720); and The Greater Sinner (Type 756C).

A considerable number of oral stories have received very wide distribution over the entire European continent but, except for purely sporadic occurrences, they do not appear elsewhere. To this list belong: The Hunter (Type 304); [p. 184] The Dwarf and the Giant (Type 327B); Hiding from the Devil (Type 329); The House in the Wood (Type 431); The Water of Life (Type 551); The Fisher and His Wife (Type 555); The Rabbit-herd (Type 570); The Self-righteous Hermit (Type 756A); The Devil's Contract (Type 756B); The Singing Bone (Type 780); The Peasant in Heaven (Type 802); The Birthmarks of the Princess (Type 850); The Golden Ram (Type 854); The King and the Soldier (Type 952); The Robber Bridegroom (Type 955) and The Clever Maiden Alone at Home Kills the Robbers (Type 956B).

The stories just listed are well represented in all parts of Europe, so that without special investigation it is not easy to say just where the story has developed. With a large number of tales, however, we find that, in spite of occurrences over the entire continent, their area of great popularity is clearly limited, sometimes to a single country, more often to a group of neighboring peoples. Such tales with occurrences primarily in eastern Europe are: The Princess in the Shroud (Type 307); The Faithless Sister (Type 315); and The Prince and the Arm Bands (Type 590). These last two are closely related and seem to have their center in Roumania.

General European tales most popular in eastern and northern Europe are: The Danced-Out Shoes (Type 306); Lenore (Type 365); The Helpful Horse (Type 532); and The Snares of the Evil One (Type 810).

Especially characteristic of Scandinavia and the Baltic states are: The Boy Steals the Giant's Treasure (Type 328, the English story of Jack the Giant Killer); Bear-skin (Type 361); The Man as Heater of Hell's Kettle (Type 475); The King is Betrayed (Type 505); The Spirit in the Blue Light (Type 562—popularly influenced by H. C. Andersen's treatment); The Greedy Peasant Woman (Type 751); Sin and Honor (Type 755; also very popular in Ireland); The Devil's Riddle (Type 812); The Hero Forces the Princess to Say "That is a Lie" (Type 852); The Youth Cheated in Selling Oxen (Type 1538); The Clever Boy (Type 1542); and The Man Who got a Night's Lodging (Type 1544).

Rather widespread traditions having their focus definitely in Scandinavia are: The Man from the Gallows (Type 366); The Princess Rescued from Robbers (Type 506B); The Wonder Child (Type 708); The Princess Confined in the Mound (Type 870); and The Little Goose-Girl (Type 870A).

Oral tales distributed over all Europe, but especially characteristic of the western countries, are: The Giantkiller and his Dog (Bluebeard) (Type 312); The Nix of the Mill-pond (Type 316); Little Red Riding Hood (Type 333); Bargain of the Three Brothers with the Devil (Type 360); The Healing Fruits (Type 610); and The Presents (Type 620).

Finally, at least two tales seem to be especially characteristic of British tradition: Tom-Tit-Tot (Type 500) and Out-riddling the Judge (Type 927). The special form of Type 328 known as Jack the Giant Killer and that known as Jack and the Beanstalk represent peculiar British developments. [p. 185]

There has been no attempt in this book to give notice to all folktales known in Europe and Asia, especially to the hundreds of oral stories which are told in only a single locality or which have never traveled far from their original home. A considerable number of such stories local to Roumania, Hungary, Wallonia, and Russia may be examined in the excellent folktale surveys of these countries. [289] Of such of them as appear in the Aarne-Thompson Types of the Folk-Tale, it will be noticed that a large number of the local tales are characteristic of the Baltic area. It must be borne in mind that very exhaustive lists have been made of the Finnish and Estonian tales, [290] so that these large numbers are no cause for wonder. Of these oral tales in the main part of the Aarne-Thompson index, the following seem to be confined to the Baltic states: a version of The Black and the White Bride (Type 403C); The Girl in the Form of a Wolf (Type 409); Punishment of a Bad Woman (Type 473); "Iron is More Precious than Gold" (Type 677); The Rich Man's and the Poor Man's Fortune (Type 735); The Cruel Rich Man as the Devil's Horse (Type 761); The Princess who Murdered her Child (Type 781); Solomon binds the Devil in Chains in Hell (Type 803); The Deceased Rich Man and the Devils in the Church (Type 815); The Devil as Substitute for Day Laborer at Mowing (Type 820); The Boastful Deer-slayer (Type 830); The Dishonest Priest (Type 831); The Disappointed Fisher (Type 832); How the Wicked Lord was Punished (Type 837); and The Wolves in the Stable (Type 1652).

Local to the Baltic and Scandinavian countries are: [291] a version of The Children and the Ogre (Type 327C); The Vampire (Type 363); The Prince as Serpent (Type 433); The Raven Helper (Type 553); The Magic Providing Purse (Type 564); The Magic Mill (Type 565; sporadic in Ireland, Greece, and France); Beloved of Women (Type 580); The Thieving Pot (Type 591); Fiddevav (Type 593); The Gifts of the Dwarfs (Type 611); The Beautiful and the Ugly Twin (Type 711); The Mother who Wants to Kill her Children (Type 765); the Prodigal's Return (Type 935); and At the Robbers' House (Type 956A).

A much smaller group are limited to the Baltic states and Russia: The Strong Woman as Bride (Type 519); The Man Who Flew like a Bird and Swam like a Fish (Type 665; also in Bohemia); The Punishment of Men (Type 840); The Bank Robbery (Type 951B); and Cleverness and Gullibility (Type 1539; 253 versions in Finland alone, sporadic in Greece, Turkey, and America).

Though the groups of peoples just noticed are represented by a large number [p. 186] of local stories, some tales of limited dissemination occur almost everywhere. Thus The Faithless Wife (Type 315B*) belongs to the Baltic and Balkan states and Russia. Hans my Hedgehog (Type 441) is known from Norway to Hungary, but depends entirely upon the Grimm version. Born from a Fish (Type 705) seems purely Scandinavian, and four tales apparently are known only in Norway: The Animal Sons-in-law and their Magic Food (Type 552B); The King's Tasks (Type 577); The Children of the King (Type 892); and Like Wind in the Hot Sun (Type 923A). Confined to south eastern Europe is The Serpent Maiden (Type 507C). Primarily Italian, but also known in Russia, is The Wolf (Type 428). Central European, primarily German, are the three varieties of The Serpent's Crown (Types 672A, B, and C). And two tales, except for occasional appearances of the Grimm version in other countries, seem to be limited to German tradition: Jorinde and Joringel (Type 405) and The Girl as Flower (Type 407).

In the rapid summary just completed it seems clear that for most of the complex tales of the European and Asiatic areas some generalizations are safe. Though we may not be able to say just when or just where a tale originated, or whether it was first an oral story or a literary creation, the general probabilities are such as we have indicated. Many questions of detail within the limits of these probabilities will engage the efforts of future scholars.

There still remain a considerable number of these complex tales where the evidence at present available is either insufficient to lead to general conclusions or else is so overwhelming in amount that it has never yet been properly utilized for systematic investigation.

For some tales, when the data are all assembled, the question as to whether they are essentially literary or oral seems quite unsolvable without much further study. Among such tales are: The Gifts of the Little People (Type 503); The Princess Rescued from Slavery (Type 506A); The Jew Among Thorns (Type 592); Tom Thumb (Type 700); The Maiden Without Hands (Type 706); Christ and Peter in the Barn (Type 752A); The Forgotten Wind (Type 752B) ; The Saviour and Peter in Night-Lodgings (Type 791); The Lazy Boy and the Industrious Girl (Type 822); The Princess who Cannot Solve the Riddle (Type 851); and The Parson's Stupid Wife (Type 1750).

In another group the question as to whether the tale is essentially Oriental or European is still not satisfactorily solved: The Ogre's (Devil's) Heart in the Egg (Type 302); The Spirit in the Bottle (Type 331); The Prince as Bird (Type 432); The Man Persecuted because of his Beautiful Wife (Type 465); The Table, the Ass, and the Stick (Type 563); and "All Stick Together" (Type 571).

Finally, a half dozen stories well known over the entire world present major problems of investigation, because of the great mass of materials at [p. 187] hand, much of unorganized. Each of them offers a challenge to scholarship. These six tales The Man on a Quest for his Lost Wife (Type 400); Cinderella (Type 510A); The Bird, the Horse, and the Princess (Type 550); The Knapsack, the Hat, and the Horn (Type 569); The Master Thief (Type 1525); and the Rich and the Poor Peasant (Type 1535). [p. 188]

[283] An exhaustive treatment would include a considerable number of such tales of purely local development for Lithuania, for Roumania, for Russia, and for India. The material for the first three of these countries may be examined in the surveys of Balys, Schullerus, and Andrejev, respectively (see references on pp. 420f.). No adequate survey of the material for India has yet been made. I have been working upon one for some years and have reasonable hopes of completing it.

[284] These are best represented by (1) Cowell, The Jātaka; (2) Chavannts, 500 Contes.

[285] For a discussion of this point, see p. 160, above.

[286] See pp. 278ff., below.

[287] See pp. I39f., above.

[288] The other tales which are distributed over the world and have received literary treatment have already been discussed.

[289] For Roumania, Hungary, and Wallonia, see FF Communications Nos. 78, 81, and 101 respectively. For the Russian, see Andrejev, Ukazatel' Skazočnich Siuzhetov.

[290] The number of purely Baltic tales would be greatly increased by inclusion of all those listed in Balys' Motif Index, which appeared after the Aarne-Thompson Index, and also by citing many of the "Types not Included" from the Aarne-Thompson Index.

[291] Single sporadic occurrences elsewhere are disregarded.

Types:

123, 300, 301, 302, 303, 304, 306, 307, 310, 311, 312, 313, 314, 315, 315B*, 316, 325, 326, 327A, 327B, 327C, 328, 329, 330, 331, 332, 333, 335, 360, 361, 363, 365, 366, 400, 401, 402, 403, 403C, 405, 407, 408, 409, 410, 425, 426, 428, 430, 431, 432, 433, 440, 441, 449*, 450, 451, 460A, 460B, 461, 465, 470, 471, 473, 475, 480, 500, 501, 502, 503, 505, 506A, 506B, 507A, 507B, 507C, 508, 510, 510A, 510B, 511, 511*, 513, 513A, 514, 516, 517, 518, 519, 530, 531, 532, 533, 545A, 545B, 550, 551, 552, 552B, 553, 554, 555, 559, 560, 561, 562, 563, 564, 565, 566, 567, 569, 570, 571, 575, 577, 580, 590, 591, 592, 593, 610, 611, 612, 613, 620, 621, 650, 652, 653, 654, 655, 660, 665, 670, 671, 672A, 672B, 672C, 673, 675, 677, 700, 705, 706, 707, 708, 709, 710, 711, 715, 720, 725, 735, 736, 745, 750A, 750B, 751, 752A, 752B, 753, 755, 756A, 756B, 756C, 759, 761, 765, 780, 781, 785, 791, 800, 801, 802, 803, 804, 810, 812, 815, 820, 821, 822, 830, 831, 832, 836, 837, 840, 841, 844, 850, 851, 852, 853, 854, 870, 870A, 875, 881, 882, 884, 888, 890, 892, 900, 901, 910A, 910B, 910C, 910D, 920, 921, 922, 923, 923A, 927, 930, 931, 935, 945, 950, 951A, 951B, 952. 953, 954, 956A, 956B, 960, 1137, 1525, 1535, 1538, 1539, 1540, 1542, 1544, 1640, 1641, 1642, 1650, 1651, 1652, 1655, 1697, 1750

Part Two

The Folktale from Ireland to India

III – The Simple Tale

4. Legends and traditions

F. Legends of Places and Persons

In a somewhat systematic way, we have reviewed a number of those popular beliefs which have found a place in the traditional stories of Europe and western Asia. Nearly always the important thing about such traditions has been the underlying belief, and the exact form of the story illustrating this belief has frequently been a matter of indifference. If we think of the avowedly fictional folktale—the wonder story like The Dragon Slayer or Faithful John—as one extreme of folk tradition and actual beliefs in various supernatural manifestations as the other, we shall notice that in the accounts just reviewed of origin legends, strange animals, and marvelous manifestations, we have been moving in an area much closer to actual belief than to fiction.

But sharp lines are hard to draw; and many traditions strongly attached to particular places or persons have tendencies to wander, so that it is frequently hard to determine the original location or person about whom the legend grew up. Such stories, because of their great mobility, are often very near to fiction, though usually some effort is made at localization and at other means of suggesting that we are listening to a true tale rather than to some flight of fancy. No generalization is safe about how much actual belief is accorded legends of this kind. All depends upon the attitude of teller and hearer.

But whenever there has been conscious transfer of one of these traditions from place to place or from person to person it would seem that, at least for the story-teller, we have the conscious creation of fiction. Every country has some migratory legends of this kind, so that a listing of all of them would be unduly tedious. In addition to these tales of limited area, however, there are a considerable number known pretty well throughout the western world. Some of them have remained on the purely oral [p. 264] level, and some have taken their place in literature, although unmistakably popular in origin.

This literary development of a very widely known mythological concept is clearly seen in the last chapter of the Arthur legend, where it is confidently asserted that the great king will one day return in the hour of his people's need (A580). This belief is usually held concerning some god or demigod whose second coming is awaited by the faithful. It is found in most parts of the world, and is not peculiar to any one of the great religions.

Of the localized legends about animals, two have had extensive migrations. To Romulus and Remus, the founders of Rome, have long been attached the story of how they were suckled by the she-wolf (B535). But the animal nurse is not always a wolf, and she is found ministering to children almost anywhere. The same type of popularity is accorded to the legend of Llewellyn and his Dog (B331.2) in which the master returns and finds that the child who has been trusted to the dog is covered with blood. He thereupon kills the dog, only to find that the blood has come from a snake which threatened the child's life and which the faithful dog has killed. [412] This tale keeps being reported from various parts of the world as an actual happening, and it may, of course, depend in last resort upon a real event.

Tales of magic have not usually resulted in well-formed traditions that persist in all details. We hear much about witches in general and about magic powers, and we have already noticed a few cases, like the moving of the rocks at Stonehenge, in which a magic act is attached to a well-known historical or legendary character. There are, to be sure, a series of literary legends concerning Virgil as a magician (D1711.2), and a similar series concerning Solomon (D1711.1), though none of these has ever been adopted by the oral story-teller. Much nearer to real folklore is the Pied Piper of Hamelin (D1427.1), the tale of the magician who, in revenge for the failure of the city to pay him when he has piped away its rats, uses his pipe to entice all the children into a cave and underground. This tale has traveled so that Hamelin is but one of several cities which have their Pied Pipers. More definitely attached to a particular place is the story of Bishop Hatto and the Mouse Tower (Q415.2), familiar to all who have made the trip by steamer up the Rhine. The Bishop is punished for his hardheartedness by being devoured by swarms of mice or, as it is sometimes told, of rats.

In another connection we have noticed the story of The Sleeping Army [413] which is only waiting to come back from the dead at the moment of supreme need. Hardly to be distinguished from this legend is that usually known as [p. 265] Kyffhäuser (D1960.2) from the mountain in which the aged Barbarossa sits through the ages surrounded by his men. Whether this is death or magic sleep, his beard has grown through the table (F545.1.3) from long sitting and he, too, will not stir except to rescue his folk when they need him most. This story of the sleeping king belongs, of course, definitely to medieval historical legend. But the related tale of The Seven Sleepers (D1960.1) is much older and is connected with the early days of the struggling Christian Church. The legend of these pious young men who awake in their cave after a sleep of many years is attached to the city of Ephesus. But there have been a series of analogous tales extending over the centuries to Rip Van Winkle and beyond.

However prominent a part of folk thought the idea of tabu is, it has not formed the central motif of many definite legends. To be sure, the Biblical tradition of Lot's wife looking back and being turned into the pillar of salt (C961.1) has appealed to the popular imagination and is generally known and frequently told. One prominent historical tradition, that of Lady Godiva and Peeping Tom, does rest upon the enormity of violating an express prohibition (C312.1.2). This legend, it will be remembered, is attached to the city of Coventry in late Anglo-Saxon times. In order to free the townspeople of a grievous tax, Lady Godiva agrees to ride the full length of the city nude, and clothed only in her long hair (F555.3.1). The citizens are all commanded to shut their windows and stay indoors and all obey except one. Peeping Tom is stricken with blindness because of his disobedience (C943).

Several marvelous legends, told of ancient Greek gods or heroes, have lived on and are met even today in unexpected quarters. Such, for instance, is the group of legends around King Midas: the person with the ass's ears (F511.2.2); the magic reed which grows from the hole where the king has whispered his secret and which spreads the secret to the rest of the world (D1316.5); the king's barber who discovers the monstrous ears and who lets the world know (N465); and especially King Midas's power to turn all things into gold, and his distress when his wish is fulfilled (J2072.1).

The myth of Orpheus and his descent to the world of the dead to bring back his wife (F81.1) lived on into the Middle Ages, both in the literary romance and the popular ballad. There has been a transfer of the action from the world of the dead to the land of the fairies and, although the name of Orpheus has been retained, some of the details have dropped out, such as the marvelous harping and the prohibition against looking at the wife on the way out and the consequent failure of the mission. The general outlines of this story with its journey to the otherworld to bring back the dear departed is of such universal interest that we might well expect to find parallels where there is little likelihood of actual contact. It is, however, surprising to learn that the analogous, tale among the North American Indians nearly always contains the prohibition about conduct on the return journey and in many [p. 266] cases the disastrous violation of this tabu. [414] All evidence, however, would indicate that, in spite of the resemblances, the so-called American Indian "Orpheus myth" is an independent growth.

Readers of Herodotus find one of the chief interests in his accounts of marvels and of other incredible traditions. Whatever may be his value as sober history, he is an excellent source for the legends and traditions of the Mediterranean world in his day. Some of his stories have worked themselves into the regular folktale repertories of many parts of Europe, [415] sometimes constituting complete tales and sometimes only subsidiary motifs. It is in the latter use that his legend of The Ring of Polycrates (N211.1) survives in modern folklore. The ring which the ruler has thrown into the sea is found the next day in a fish which is being prepared for his table. This motif fits into stories about lost magic objects or about the marvelous accomplishment of impossible tasks. [416]

Biblical legend, especially explanatory tales, are an important element in the folklore of Europe and a large part of Asia. [417] Such traditions are by no means confined to accounts of origins. A number of the well-known Bible stories, such as Ruth, Susanna and the Elders (J1153.1), Daniel in the Lions' Den, Jonah in the belly of the Fish (F911.4), and the like, keep being told with no substantial change. But certain of the biblical worthies have attracted to themselves appropriate legends not authorized by Scripture. Some of these have been propagated primarily through literary collections, Jewish [418] and others, though they have received a certain amount of acceptance in actual folklore. Solomon's wisdom, for example, is illustrated not only by the authorized story of the quarrel of the two women over the child and his offer to cut the infant in two and divide him (J1171.1), but also by much elaboration of detail concerning the visit of the Queen of Sheba. Perhaps most interesting of these is the account of the riddles which she propounds and which he always answers correctly (H540.2.1). [419] Likewise, the contest of wits between king and servant, frequent in European tales, is often ascribed to Solomon and his man Marcolf (H561.3; Type 921). Indeed, almost any legend dealing with a wise king may enter into the Solomon cycle. Such, for instance, is the story of the hidden old man whose wisdom [p. 267] saves the kingdom. In the famine, all of the old men are ordered to be killed. But one man hides his old father and when all goes wrong in the hands of the young rulers, the old man comes to the rescue (J151.1). [420] To Solomon is also ascribed the tale of The Widow's Meal (J355.1). The king upbraids the wind for blowing away a poor widow's last cup of meal. But when he finds that the wind has saved a ship full of people by that very act, he acknowledges, in all humility, the superior wisdom of God.

The Bible contains several incidents parallel to motifs well known in other connections in European and Asiatic folklore. The exact relation between these traditions and the Scriptures is not always clear, for we do not know certainly which is dependent upon the other. In the story of Moses, for example, we learn that he was abandoned in a basket of rushes (L111.2.1); and the same general legend is attached to Cyrus, to Beowulf, and to many less known heroes. The adventures of Joseph, likewise, contain incidents paralleled not only in folktales [421] and in classical Greek literature, but also in miscellaneous popular legends. The prophecy of future greatness coming from a dream (M312.0.1), and the vain attempt to get rid of the youth who has had the dream (M370) are found in several folktales. The same general pattern also occurs in the story of Oedipus, though here the infant is exposed (M371) in order to avoid the carrying out of the predicted murder of his father and marriage to his mother. All of these motifs concerning the avoidance of fate have been rather freely used as traditional themes. Joseph's experience in Egypt with Potiphar's wife (K2111) is paralleled not only in the legend of Bellerophon, in the Iliad, but also in the old Egyptian story of The Two Brothers. [422] Similar tales of temptresses and false accusations are found in many traditions, some certainly not directly dependent upon the Joseph story.

Such are some of the legends of classical antiquity and of Biblical or Apocryphal literature which have lived on through the centuries. There are, of course a legion of anecdotes about historical characters which have been repeated in many literary collections but have in no sense become a part of popular legend. Such is true of the stories about Socrates and Xantippe, and about Diogenes. One tale about the painter Zeuxis (also told of Apelles) came to be ascribed to various artists of the Renaissance. Two artists compete in the painting of realistic pictures. The first paints a mare so realistic as to deceive a stallion, whereupon the second paints a curtain which deceives the first artist. Variations in details appear: sometimes a fly is painted on the nose of some figure in the painting and the other artist involuntarily tries to drive the fly away (H504.1).

A widely known legend connecting the ancient and modern worlds is [p. 268] that of the Wandering Jew (Q502.1), the blasphemer punished with inability to die and restlessly going from place to place from the days of Christ down to our own. This is but the best known of a number of medieval legends directed against the Jews. Another is the persistent tale of a Christian child killed to furnish blood for a Jewish rite (V361). This legend is best known in connection with Hugh of Lincoln, and is familiar to all readers of Chaucer's Prioress's Tale.

Popular stories concerning kings and their adventures were particularly common in the Middle Ages, and many of these have become truly traditional. Of the boyhood of a number of future kings the story is told of how the child first learns of his illegitimacy when he is taunted by his playmates (T646). Sometimes an earlier chapter in his adventures has told of how a royal lover has left with a peasant girl certain tokens to be given to their child if it should turn out to be a son (T645). In perhaps the most famous of such tales, Sohrab and Rustem (N731.2), we have an example of another widespread tradition. Unaware of each other's identity, the father and son engage in mortal combat and the son is killed, to the everlasting grief of the father.

Kings are so in the habit of assuming command that they sometimes lose all humility and need to be given a lesson. King Alfred in disguise is beaten by the peasant for letting the cakes burn (P15.1), and the same tale has been repeated with variations about other royal figures. Much beloved also have been the stories of Canute and of Robert of Sicily. The former is said to have placed his throne on the beach and to have vainly forbidden the tides to rise and surround it (L414). Robert of Sicily comes out of his bath to find that an angel in his form has taken his place and that he himself is regarded as an impostor. He is repulsed on all sides and thoroughly humiliated until he repents of his haughty conduct (L411). The latter tale seems to go back to an Oriental original but has become very definitely related to the figure of King Robert.

Some royal legends have attached themselves to the popes. One of these, known also in folktales (Type 671) and in Oriental and classical tradition, is associated with Gerbert, whose election to the papacy is said to have been decided by the lighting of a bird. In similar tales horses or elephants deter mine the choice of ruler, and sometimes the future pope's candle lights itself (H41.3). [423]

Of the hundreds of saints' legends current in the Middle Ages, [424] only a [p. 269] relatively few have become popular in Protestant countries. But even there one finds repeated stories of Saint Peter and the Lord wandering on earth. [425] A pious tale appearing in the Grimm collection (No. 205) and known over a good part of Europe tells of the holy man who dies as an unknown pilgrim in his own father's house (K1815.1.1), a legend certainly related to that of Saint Alexis. But much more familiar, even if not always known in all its details, is the story of Saint Christopher, who carries an unknown child on his shoulders across a stream. In spite of the fact that the child grows miraculously heavier on his shoulders, he bears him to the other bank. He finds that he has been carrying the Christ Child and for his faithfulness receives an eternal reward (Q25).

Ecclesiastical legend has furnished stories not only of saints and holy men, but also of their opposites, sometimes merely exemplars of wicked lives and sometimes persons actively in league with the devil. A monstrous tale of punishment meted out to those who sit in judgment is that of the woman who has three hundred sixty-five children (L435.2.1). In her self-righteousness she has unmercifully condemned a girl who has a bastard child. Whether or not the unusual number has been influenced by the length of the year and has some appropriate symbolic meaning, the tale was widely known in the Middle Ages.

In the story of The Devil's Contract (Type 756B) it will be remembered that even before his birth the parents have promised their son to the devil. [426] A form of this motif especially popular in medieval romances and Renaissance chapbooks is known as Robert the Devil (S223.0.1). Perhaps the most skillful use of this legend appears in the romance of Sir Gowther. Here a childless wife, having despaired of help from heaven, at last invokes the devil to give her a child, even if he is like the devil himself. Her wish is fulfilled. In a blasphemous parody of the Annunciation the devil appears to her and tells her that she shall have such a son. The child kills his nurses and commits unnamable crimes. Eventually he is converted and does severe penance before he is rescued from the dominion of the adversary.

Gowther, or Robert the Devil, was not himself to blame for his demonic association, since the fault lay entirely with his mother. But sometimes it is said that a man has deliberately, at an age of discretion, sold himself into the devil's power for a sufficient consideration (M211). So it was with Theophilus, and so, of course, with Faust. The details of this bargain and the dealings between man and the evil one have interested not only men like Goethe and Marlowe but many more humble bearers of tradition since the Middle Ages. [p. 270]

A favorite type of legend has always been that dealing with narrow escapes. Sometimes these concern the mere escape from captivity of persons and their pursuit, such as the legend, attributed to various heroes, of the spider who spins her web over the hole in which the fugitive is hiding and thus throws his pursuers off the track (B523.1). It is also about flight from personal danger that another ancient and widely known anecdote is told, the escape by reversing the shoes on the horse or the ox (K534). This anecdote appears in the Buddhistic legends of China, in Greek antiquity, in Icelandic saga, in Scottish ballads, and in folk legends from northern Europe to Central Africa.

A third story concerning escape from captivity lacks the happy ending. This is the tale of the noble lady who pleads for the release of her husband (or sometimes her brother) and eventually agrees in return for the promise of release to sacrifice her honor to his captor. But she is shamefully betrayed, for the lord refuses to carry out his bargain (K1353). This tale is recounted of various women with the setting of the action usually in Italy and in the Renaissance. It is still popular as an Italian folksong.

The most interesting legends concerning warfare usually have to do with famous sieges. The events connected with military attack and defense are in general so alike that anecdotes of this kind are easily taken up and are likely to travel from place to place, however definitely they may at first have been localized. One of these legends favors the attackers. It is said that in a certain siege of Cirencester the surrounding army attached flaming articles to the feet of birds so that when they flew into the city they set it on fire (K2351.1). The interest in the attackers is also seen in the legend, used so effectively by Shakespeare in Macbeth, of Burnam Wood which comes to Dunsinane (K1872.1). The army cuts boughs and carries them so that the whole wood seems to be on the march. As used in connection with the prophecy of disaster when the wood shall come to Dunsinane, the stratagem is doubly impressive.

Finally, any consideration of legends of besieged cities must include that tale of wifely devotion usually known as The Women of Weinsberg (J1545.4.1). The conqueror of the city gives each woman permission as she leaves the town to carry out her dearest possession. Much to the surprise of the general, they take out their sleeping husbands. [427]

As we have been viewing legends of various cities and persons, it has been obvious how strong is the tendency for such material to make new attachments which may even drive out all memory of the original person or place. It has been perfectly clear to the tradition of the last century and a half that it was Marie Antoinette who, when told that the people had no bread to eat, said, "Let them eat cake" (J2227). Yet this very legend was sufficiently alive to be recorded in a sixteenth century jestbook. Whatever may have been Marie Antoinette's failings, it is not likely that this cruel remark was hers. [p. 271]

Popular legend in Europe and Asia covers an enormous area not only with regard to the material handled, but also to the form in which it is transmitted and the audiences for which it is designed. It is by no means all of one piece. Some of it is essentially mythology, some less pretentious origin legend, some local history, some an embodiment of supernatural belief; and some assumes such definitive narrative form that it differs little from the complex folktale. Probably from no point of view could a logical justification for bringing all of this material together be made. But it has been at least convenient to pass in rapid survey the principal classes of narrative which have not formed themselves into regular folktales, either complex or simple. Whatever may be the heterogeneous origin of the varied literary forms in which they appear or the present-day acceptance of these legends, they do all have in common their connection with the world of fact, at least as conceived in the mind of the teller of the story. As fantastic as some of this material is, it is related as an object of belief and its effect, in contrast with that of the ordinary folktale, is the effect of history, rather than of fiction.

[412] It is hard to know whether this is a purely literary tradition or not. Certainly it has a long literary history, both in the European Middle Ages and in the older Oriental collections. But it has had a vigorous life in the oral folklore of India; cf. M. B. Emeneau, Journal of American Oriental Society, LXI (1941), 1-17 and LXII (1942), 339-341.

[413] See E502, p. 258, above; cf. also N570, p. 263, above.

[414] See A. H. Gayton, "The Orpheus Myth in North America," Journal of American Folk-Lore, XLVIII (1935), 263ff. See also p. 351, below.

[415] See, for example, Type 950. Cf. W. Aly, Volksmärchen, Sage und Novelle bet Herodot und seinen Zeitgenossen (Gottingen, 1921).

[416] See, for example, Types 554 and 560.

[417] See pp. 235ff., above.

[418] Good collections of such Jewish material may be found in: M. J. bin Gorion, Der Born Judas: Legenden, Märchen und Erzählungen (6 v., Leipzig, 1918ff.); M. Gaster, The Exempla of the Rabbis (London and Leipzig, 1924); and L. Ginzberg, The Legends of the Jews (tr. Paul Radin; 7 v., Philadelphia, 1910ff.).

[419] Some of these have worked themselves into the folktale of The Clever Peasant Girl, Type 875.

[420] See also Type 920, p. 159, above, and H561.5, p. 277, below.

[421] Particularly Type 930.

[422] See p. 275, below.

[423] For these legends of popes, see J. J. I. von Döllinger, Die Papst-Fabeln des Mittelalters (2nd ed., Stuttgart, 1890). Another interesting papal legend is that of Pope Joan, the woman in disguise who is supposed to have served as pope (K1961.2.1).

[424] The literature of saints' legends is very extensive. A good introduction to the general subject is found in G. H. Gerould, Saints' Legends. The most important compendium of such legends is the Legenda Aurea of Jacobus a Voragine, which has appeared in many editions. Definitive treatment is found in the enormous collection known as Acta Sanctorum which has been appearing for the last three centuries under the editorship of the Bollandist Society of Brussels.

[425] See p. 150, above.

[426] For the sale or promise of children to the devil or an ogre, see S220ff.

[427] For a similar ruse otherwise employed see Type 875.

Types:

554, 560, 671, 756B, 875, 920, 921, 930, 950

Motifs

A580, B331.2, B523.1, B535, C312.1.2, C943, C961.1, D1316.5, D1427.1, D1711.1, D1711.2, D1960.1, E502, F81.1, F511.2.2, F545.1.3, F555.3.1, H561.5, F911.4, H41.3, H504.1, H540.2.1, H561.3, J151.1, J355.1, J1153.1, J1171.1, J1545.4.1, J2072.1, J2227, K534, K1353, K1961.2.1, K2111, K1815.1.1, K1872.1, K2351.1, L111.2.1, L411, L414, L435.2.1, M211, M370, M371, N211.1, N465, N570, N731.2, P15.1, Q25, Q415.2, Q502.1, S220ff., S223.0.1, T645, T646, V361